SUNWAY GLOBAL INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-25: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series A Warrant; Transaction Holding.
- 2008-09-25: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series B Warrant; Transaction Holding.
- 2008-09-25: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series C Warrant; Transaction Holding.
- 2008-09-25: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series D Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series A Warrant Derivative · Direct | Holding | $1.76 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series B Warrant Derivative · Direct | Holding | $2.30 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series C Warrant Derivative · Direct | Holding | $1.94 exercise price | 2008-09-25 | ||
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series D Warrant Derivative · Direct | Holding | $2.53 exercise price | 2008-09-25 | ||
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series A Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −549,202 4,265,613 owned after | $1.48 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −274,601 2,132,806 owned after | $1.07 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series C Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −497,599 3,864,817 owned after | $1.22 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series D Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −248,799 1,932,409 owned after | $0.78 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series A Warrant Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +549,202 549,202 owned after | $1.48 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Warrant Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +274,601 274,601 owned after | $1.07 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series C Warrant Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +497,599 497,599 owned after | $1.22 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series D Warrant Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +248,799 248,799 owned after | $0.78 | 2008-09-25 | |
| 2008-05-23 | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series J Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | −4,362,416 0 owned after | $1.49 exercise price | 2008-05-27 | |
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.76 exercise price | 2007-11-02 | ||
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $2.30 exercise price | 2007-11-02 | ||
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series J Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.49 exercise price | 2007-11-02 | ||
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.94 exercise price | 2007-11-02 | ||
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series D Warrant Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $2.53 exercise price | 2007-11-02 |