SUNWAY GLOBAL INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-25: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2008-09-23: Reporting owner VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM; Form 4; Security Series B Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2008-09-23: Reporting owner VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-02-15: Reporting owner VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM; Form 3/A; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-25 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | $1.35 exercise price | 2008-09-25 | ||
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | S Open market or private sale of non-derivative or derivative security | −18,307 142,187 owned after | $87.52 | 2008-09-25 | |
| 2008-09-23 | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +18,307 18,307 owned after | $87.52 | 2008-09-25 | |
| 2008-02-15 holding as of filing | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | no price filed | 2008-02-15 | ||
| 2008-02-07 | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | −7,990 0 owned after | $0.00 | 2008-02-15 | |
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | no price filed | 2007-11-02 | ||
| 2007-11-02 holding as of filing | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $1.35 exercise price | 2007-11-02 | ||
| 2007-06-22 holding as of filing | Liang Deli Director | 3 | Series A Convertible Preferred Stock Non-derivative · Indirect · See footnote | Holding | 16,154 owned after | no price filed | 2007-06-22 | |
| 2007-06-22 holding as of filing | Wang David Officer (Secretary and CFO) | 3 | Series A Convertible Preferred Stock Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2007-06-22 | |
| 2007-06-22 holding as of filing | Liu Bo Director, Officer (President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Non-derivative · Indirect · See footnote | Holding | 148,443 owned after | no price filed | 2007-06-22 |