SUNSHINE BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-01: Reporting owner Reich John C; Form 3; Security Stock Options; Transaction Holding.
- 2016-11-01: Reporting owner Kirschenbaum Malcolm; Form 3; Security Stock Options; Transaction Holding.
- 2016-11-01: Reporting owner Nunziata Sal A; Form 3; Security Stock Options; Transaction Holding.
- 2016-11-01: Reporting owner Swann James T; Form 3; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 holding as of filing | Reich John C Director | 3 | Stock Options Derivative · Direct | Holding | $10.41 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Kirschenbaum Malcolm Director | 3 | Stock Options Derivative · Direct | Holding | $10.41 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Nunziata Sal A Director | 3 | Stock Options Derivative · Direct | Holding | $10.41 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Swann James T Director | 3 | Stock Options Derivative · Direct | Holding | $10.41 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 3 | Stock Options Derivative · Direct | Holding | $8.57 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 3 | Stock Options Derivative · Direct | Holding | $10.41 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 3 | Stock Options Derivative · Direct | Holding | $14.50 exercise price | 2016-11-01 | ||
| 2016-11-01 holding as of filing | Reich John C Director | 4 | Stock Options Derivative · Direct | Holding | 9,025 owned after | $10.41 exercise price | 2016-11-01 | |
| 2016-11-01 holding as of filing | Swann James T Director | 4 | Stock Options Derivative · Direct | Holding | 5,323 owned after | $10.41 exercise price | 2016-11-01 | |
| 2016-11-01 holding as of filing | Nunziata Sal A Director | 4 | Stock Options Derivative · Direct | Holding | 5,111 owned after | $10.41 exercise price | 2016-11-01 | |
| 2016-11-01 holding as of filing | Kirschenbaum Malcolm Director | 4 | Stock Options Derivative · Direct | Holding | 2,797 owned after | $10.41 exercise price | 2016-11-01 | |
| 2016-10-31 | Reich John C Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.50 exercise price | 2016-11-01 | |
| 2016-10-31 | Swann James T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.50 exercise price | 2016-11-01 | |
| 2016-10-31 | Nunziata Sal A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.50 exercise price | 2016-11-01 | |
| 2016-10-31 | Kirschenbaum Malcolm Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.50 exercise price | 2016-11-01 | |
| 2016-10-31 holding as of filing | AMIN JANAK M Officer (EVP-Sales and Marketing) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $14.37 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Parmer George Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | McGinnes W.D. Jr. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Rollyson Ray H. Jr. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | POMMERENING WILLIAM E Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Newsome Joseph E. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Smith Marion M. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | TOMPKINS JANE B Officer (EVP and CCO) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | SAMUEL ANDREW S Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 105,800 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Morrow D. William Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Finley John D Officer (SVP and CFO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-31 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-10-31 | |
| 2016-10-27 | AMIN JANAK M Officer (EVP-Sales and Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Parmer George Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | McGinnes W.D. Jr. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Rollyson Ray H. Jr. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | POMMERENING WILLIAM E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Newsome Joseph E. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Smith Marion M. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | TOMPKINS JANE B Officer (EVP and CCO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | SAMUEL ANDREW S Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Morrow D. William Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Finley John D Officer (SVP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-10-27 | Weatherford Will Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $14.35 exercise price | 2016-10-31 | |
| 2016-09-22 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-09-22 | |
| 2016-09-20 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-09-20 | |
| 2016-09-16 holding as of filing | SAMUEL ANDREW S Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 105,800 owned after | $13.96 exercise price | 2016-09-16 | |
| 2016-09-14 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-09-14 | |
| 2016-09-08 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-09-08 | |
| 2016-08-30 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-08-30 | |
| 2016-08-23 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-08-23 | |
| 2016-06-23 holding as of filing | Parmer George Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-06-23 | |
| 2016-05-13 holding as of filing | Weatherford Will Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-05-13 | |
| 2016-05-04 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-05-04 | |
| 2016-04-08 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-04-08 | |
| 2016-03-10 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-03-10 | |
| 2016-02-03 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-02-03 | |
| 2016-02-01 holding as of filing | Carr Bruce R. Officer (EVP Regional Pres Tampa Market) | 4/A | Stock Options Derivative · Direct | Holding | 10,000 owned after | $13.96 exercise price | 2016-02-01 | |
| 2016-02-01 holding as of filing | Smith Brent S. Officer (SVP-Corporate Development) | 4 | Stock Options Derivative · Direct | Holding | 15,000 owned after | $13.96 exercise price | 2016-02-01 | |
| 2016-01-29 holding as of filing | Carr Bruce R. Officer (EVP Regional Pres Tampa Market) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $13.96 exercise price | 2016-01-29 | |
| 2016-01-29 holding as of filing | Contat Andria Officer (SVP: Deposit & Loan Operations) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.96 exercise price | 2016-01-29 | |
| 2016-01-27 | AMIN JANAK M Officer (EVP-Sales and Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.37 exercise price | 2016-01-29 | |
| 2016-01-07 holding as of filing | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | Holding | 9,766 owned after | $13.96 exercise price | 2016-01-07 |