SUNSHINE BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-01-01: Reporting owner TOMPKINS JANE B; Form 4; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2018-01-01: Reporting owner TOMPKINS JANE B; Form 4; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2018-01-01: Reporting owner Reich John C; Form 4; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2018-01-01: Reporting owner Reich John C; Form 4; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-01-01 | TOMPKINS JANE B Officer (EVP and CCO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | TOMPKINS JANE B Officer (EVP and CCO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Reich John C Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.50 exercise price | 2018-01-02 | |
| 2018-01-01 | Reich John C Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,025 0 owned after | $10.41 exercise price | 2018-01-02 | |
| 2018-01-01 | AMIN JANAK M Officer (EVP-Sales and Marketing) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | AMIN JANAK M Officer (EVP-Sales and Marketing) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $14.37 exercise price | 2018-01-02 | |
| 2018-01-01 | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,125 0 owned after | $8.57 exercise price | 2018-01-02 | |
| 2018-01-01 | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −48,941 0 owned after | $10.41 exercise price | 2018-01-02 | |
| 2018-01-01 | Kilborne Dana S Director, Officer (Co-Pres & Chief Banking Officr) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −11,888 0 owned after | $14.50 exercise price | 2018-01-02 | |
| 2018-01-01 | McGinnes W.D. Jr. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | McGinnes W.D. Jr. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Parmer George Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Parmer George Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Rollyson Ray H. Jr. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Rollyson Ray H. Jr. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Swann James T Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.50 exercise price | 2018-01-02 | |
| 2018-01-01 | Kirschenbaum Malcolm Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.50 exercise price | 2018-01-02 | |
| 2018-01-01 | Smith Marion M. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Smith Marion M. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | POMMERENING WILLIAM E Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | POMMERENING WILLIAM E Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Nunziata Sal A Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.50 exercise price | 2018-01-02 | |
| 2018-01-01 | Nunziata Sal A Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,111 0 owned after | $10.41 exercise price | 2018-01-02 | |
| 2018-01-01 | Weatherford Will Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Weatherford Will Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Finley John D Officer (SVP and CFO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Finley John D Officer (SVP and CFO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Morrow D. William Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Morrow D. William Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Newsome Joseph E. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Newsome Joseph E. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | Compton Kenneth H. Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,766 0 owned after | $13.96 exercise price | 2018-01-02 | |
| 2018-01-01 | SAMUEL ANDREW S Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,000 0 owned after | $14.35 exercise price | 2018-01-02 | |
| 2018-01-01 | SAMUEL ANDREW S Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −84,311 0 owned after | $13.96 exercise price | 2018-01-02 |