SUNOPTA INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-05-01: Reporting owner Kobler Justin; Form 4; Security Restricted Stock Unit (RSU); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Kobler Justin; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Caro Jennifer Ann; Form 4; Security Restricted Stock Unit (RSU); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Caro Jennifer Ann; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-05-01 | Kobler Justin Officer (SVP, Supply Chain) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,480 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Kobler Justin Officer (SVP, Supply Chain) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,656 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Caro Jennifer Ann Officer (SVP, Sales) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,870 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Caro Jennifer Ann Officer (SVP, Sales) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,660 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,386 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −138,580 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Kocher Brian W Director, Officer (CEO) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,007 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Kocher Brian W Director, Officer (CEO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −676,595 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,023 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −91,966 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,974 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,812 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,384 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,778 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | McCullough Christopher Officer (General Counsel) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,984 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | McCullough Christopher Officer (General Counsel) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,679 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Duzan Danielle Marie Officer (CHRO) | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,668 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Duzan Danielle Marie Officer (CHRO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,267 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Bolles Albert D. Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,193 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Lemmon David J Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,193 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Reynoso Diego Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,193 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Hollis Richard Dean Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,193 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Wickramasinghe Mahes Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,476 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | Fisher Rebecca Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,193 0 owned after | no price filed | 2026-05-04 | |
| 2026-05-01 | KEATING LESLIE STARR Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,740 0 owned after | no price filed | 2026-05-04 | |
| 2026-04-14 | McCullough Christopher Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,147 34,293 owned after | $0.00 | 2026-04-15 | |
| 2026-04-11 | Kocher Brian W Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,102 68,205 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Caro Jennifer Ann Officer (SVP, Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,951 19,903 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Gaba Greg Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,611 19,221 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Duzan Danielle Marie Officer (CHRO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,417 14,834 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Kobler Justin Officer (SVP, Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,531 13,063 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Clark Bryan P Officer (SVP, FSQ and R&D) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,283 12,567 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | McNamara Lauren Officer (SVP, Business Management) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,201 12,401 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | Duchscher Robert Officer (CIO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,538 11,075 owned after | $0.00 | 2026-04-14 | |
| 2026-04-11 | McCullough Christopher Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,271 10,541 owned after | $0.00 | 2026-04-14 | |
| 2026-04-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,531 12,531 owned after | $0.00 | 2026-04-03 | |
| 2026-04-01 | Duchscher Robert Officer (CIO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,013 5,012 owned after | $0.00 | 2026-04-03 | |
| 2026-03-24 | McNamara Lauren Officer (SVP, Business Management) | 4/A | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,905 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | McCullough Christopher Officer (General Counsel) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,747 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | McNamara Lauren Officer (SVP, Business Management) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,905 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Duzan Danielle Marie Officer (CHRO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,076 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Caro Jennifer Ann Officer (SVP, Sales) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,569 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Kobler Justin Officer (SVP, Supply Chain) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,236 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,091 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Duchscher Robert Officer (CIO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,610 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Gaba Greg Officer (CFO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,553 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-24 | Kocher Brian W Officer (CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,804 0 owned after | $0.00 | 2026-03-26 | |
| 2026-03-12 | Kobler Justin Officer (SVP of Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2026-03-17 | |
| 2026-02-09 | Duzan Danielle Marie Officer (CHRO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,251 22,251 owned after | $0.00 | 2026-02-11 | |
| 2026-02-09 | Caro Jennifer Ann Officer (SVP, Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,854 29,854 owned after | $0.00 | 2026-02-11 | |
| 2026-01-02 | Kocher Brian W Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,134 48,135 owned after | $0.00 | 2026-01-06 | |
| 2026-01-02 | Kocher Brian W Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,666 24,667 owned after | $0.00 | 2026-01-06 |