SUNOPTA INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-05-01: Reporting owner Kobler Justin; Form 4; Security Stock Option (right to buy Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Gaba Greg; Form 4; Security Stock Option (right to buy Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Gaba Greg; Form 4; Security Stock Option (right to buy Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-05-01: Reporting owner Gaba Greg; Form 4; Security Stock Option (right to buy Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-05-01 | Kobler Justin Officer (SVP, Supply Chain) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,494 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,891 0 owned after | $4.73 exercise price | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,204 0 owned after | $5.91 exercise price | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,094 0 owned after | $6.35 exercise price | 2026-05-04 | |
| 2026-05-01 | Gaba Greg Officer (CFO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,059 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | Kocher Brian W Director, Officer (CEO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −230,804 0 owned after | $5.54 exercise price | 2026-05-04 | |
| 2026-05-01 | Kocher Brian W Director, Officer (CEO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −216,660 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,241 0 owned after | $4.73 exercise price | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,189 0 owned after | $5.91 exercise price | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,503 0 owned after | $6.35 exercise price | 2026-05-04 | |
| 2026-05-01 | Clark Bryan P Officer (SVP, R&D and FSQ) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,918 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,502 0 owned after | $4.73 exercise price | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,326 0 owned after | $5.91 exercise price | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,784 0 owned after | $6.35 exercise price | 2026-05-04 | |
| 2026-05-01 | Duchscher Robert Officer (CIO) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,181 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,557 0 owned after | $4.73 exercise price | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,215 0 owned after | $5.91 exercise price | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,503 0 owned after | $6.35 exercise price | 2026-05-04 | |
| 2026-05-01 | McNamara Lauren Officer (SVP, Business Management) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,393 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | McCullough Christopher Officer (General Counsel) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,756 0 owned after | $6.35 exercise price | 2026-05-04 | |
| 2026-05-01 | McCullough Christopher Officer (General Counsel) | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,484 0 owned after | $3.92 exercise price | 2026-05-04 | |
| 2026-05-01 | Fisher Rebecca Director | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,830 0 owned after | $3.25 exercise price | 2026-05-04 | |
| 2026-05-01 | KEATING LESLIE STARR Director | 4 | Stock Option (right to buy Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,830 0 owned after | $3.25 exercise price | 2026-05-04 |