SUNGARD Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-23: Reporting owner FRADIN RUSSELL P; Form 4; Security Class L Common Stock; Transaction Holding.
- 2011-12-22: Reporting owner FRADIN RUSSELL P; Form 4; Security Class L Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-06: Reporting owner FRADIN RUSSELL P; Form 4; Security Class L Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner FRADIN RUSSELL P; Form 3; Security No Securities Owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-23 holding as of filing | FRADIN RUSSELL P Director, Officer (President & CEO) | 4 | Class L Common Stock Derivative · Direct | Holding | 3,976 owned after | no price filed | 2011-12-23 | |
| 2011-12-22 | FRADIN RUSSELL P Director, Officer (President & CEO) | 4 | Class L Common Stock Derivative · Indirect · By CJR Squared LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,164 30,164 owned after | $77.15 | 2011-12-23 | |
| 2011-06-06 | FRADIN RUSSELL P Director, Officer (Chief Executive Officer) | 4 | Class L Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,976 3,976 owned after | $105.51 | 2011-06-08 | |
| 2011-06-01 holding as of filing | FRADIN RUSSELL P Director, Officer (Chief Executive Officer) | 3 | No Securities Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-06-01 | |
| 2011-06-01 holding as of filing | FRADIN RUSSELL P Director, Officer (Chief Executive Officer) | 3 | No Securities Owned Derivative · Direct | Holding | no price filed | 2011-06-01 | ||
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Class L Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,209 5,243 owned after | no price filed | 2011-02-09 | |
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Class L Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,602 3,641 owned after | no price filed | 2011-02-09 | |
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Class L Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,562 7,203 owned after | no price filed | 2011-02-09 | |
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Class L Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,756 5,446 owned after | no price filed | 2011-02-09 | |
| 2011-01-26 holding as of filing | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Class L Common Stock Derivative · Indirect · By Family Trust | Holding | 208,751 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | LANG RONALD M Officer (Group CEO) | 4 | Class L Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,849 4,849 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | LANG RONALD M Officer (Group CEO) | 4 | Class L Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,457 2,392 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Class L Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,150 13,195 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Class L Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,570 10,625 owned after | no price filed | 2011-01-26 |