SUNEDISON SEMICONDUCTOR LTD Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-27: Reporting owner Kauffmann John Anthony; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-03: Reporting owner LIEN JUSTINE; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2015-08-03: Reporting owner LIEN JUSTINE; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2015-07-29: Reporting owner LIEN JUSTINE; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-27 | Kauffmann John Anthony Officer (VP-Global Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,007 12,022 owned after | $0.00 | 2015-10-28 | |
| 2015-08-03 | LIEN JUSTINE Director | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,293 8,732 owned after | $14.01 | 2015-08-05 | |
| 2015-08-03 | LIEN JUSTINE Director | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,156 7,576 owned after | $14.01 | 2015-08-05 | |
| 2015-07-29 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,900 0 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 9,375 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,900 0 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 9,375 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,400 0 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,563 4,687 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,900 0 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 9,375 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,900 0 owned after | $0.00 | 2015-07-31 | |
| 2015-07-29 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 9,375 owned after | $0.00 | 2015-07-31 | |
| 2015-07-18 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +817 1,636 owned after | $0.00 | 2015-07-20 | |
| 2015-07-18 | Kauffmann John Anthony Officer (VP-Global Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163 328 owned after | $0.00 | 2015-07-20 | |
| 2015-06-13 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,007 12,022 owned after | $0.00 | 2015-06-15 | |
| 2015-06-13 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,146 15,442 owned after | $0.00 | 2015-06-15 | |
| 2015-06-13 | SADASIVAM SHAKER Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,632 13,898 owned after | $0.00 | 2015-06-15 | |
| 2015-06-11 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,208 8,208 owned after | $0.00 | 2015-06-12 | |
| 2015-06-11 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,313 15,313 owned after | $0.00 | 2015-06-12 | |
| 2015-06-11 | Kauffmann John Anthony Officer (VP-Global Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,208 8,208 owned after | $0.00 | 2015-06-12 | |
| 2015-06-11 | SADASIVAM SHAKER Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2015-06-12 | |
| 2015-04-27 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262 262 owned after | $0.00 | 2015-04-28 | |
| 2015-04-27 | Kauffmann John Anthony Officer (VP-Global Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131 131 owned after | $0.00 | 2015-04-28 | |
| 2015-04-25 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −368 368 owned after | $0.00 | 2015-04-28 | |
| 2015-04-25 | Kauffmann John Anthony Officer (VP-Global Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −327 327 owned after | $0.00 | 2015-04-28 | |
| 2015-01-20 | Kauffmann John Anthony Officer (SENIOR VP - GLOBAL SALES) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +491 491 owned after | no price filed | 2015-01-22 | |
| 2015-01-20 | Kauffmann John Anthony Officer (SENIOR VP - GLOBAL SALES) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +654 654 owned after | no price filed | 2015-01-22 | |
| 2015-01-20 | Kauffmann John Anthony Officer (SENIOR VP - GLOBAL SALES) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +131 131 owned after | no price filed | 2015-01-22 | |
| 2015-01-20 | Dunnigan William Joseph Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,453 2,453 owned after | no price filed | 2015-01-22 | |
| 2015-01-20 | Dunnigan William Joseph Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +736 736 owned after | no price filed | 2015-01-22 | |
| 2015-01-20 | Dunnigan William Joseph Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262 262 owned after | no price filed | 2015-01-22 |