SUNEDISON SEMICONDUCTOR LTD Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-06: Reporting owner LIEN JUSTINE; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-06: Reporting owner LIEN JUSTINE; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-06: Reporting owner ARGOV GIDEON; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-06: Reporting owner ARGOV GIDEON; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +6,250 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-06 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +14,844 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-06 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-06 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,844 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −818 0 owned after | $0.00 | 2016-12-09 | |
| 2016-12-02 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,015 0 owned after | $0.00 | 2016-12-09 | |
| 2016-12-02 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,156 0 owned after | $0.00 | 2016-12-09 | |
| 2016-12-02 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,500 0 owned after | $0.00 | 2016-12-09 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4/A | Restricted Stock Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,688 0 owned after | $12.00 | 2016-12-08 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4/A | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4/A | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −14,500 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,692 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,000 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,485 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,432 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,863 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4 | Restricted Stock Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,688 0 owned after | $12.00 | 2016-12-08 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,500 0 owned after | $0.00 | 2016-12-08 | |
| 2016-12-02 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −0 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,124 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,844 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,844 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | SADASIVAM SHAKER Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −0 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | SADASIVAM SHAKER Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −0 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | SADASIVAM SHAKER Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −0 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-02 | SADASIVAM SHAKER Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −0 0 owned after | $0.00 | 2016-12-06 | |
| 2016-08-24 holding as of filing | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 3/A | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-08-24 | ||
| 2016-08-24 holding as of filing | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 3/A | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-08-24 | ||
| 2016-08-03 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,844 14,844 owned after | $0.00 | 2016-08-04 | |
| 2016-08-03 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,844 14,844 owned after | $0.00 | 2016-08-04 | |
| 2016-08-03 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,844 14,844 owned after | $0.00 | 2016-08-04 | |
| 2016-08-03 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,844 14,844 owned after | $0.00 | 2016-08-04 | |
| 2016-08-03 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,844 14,844 owned after | $0.00 | 2016-08-04 | |
| 2016-07-29 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 6,250 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | Beck Jeffrey A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,300 0 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 6,250 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | ARGOV GIDEON Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,300 0 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,300 0 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,563 3,124 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 6,250 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | LIEN JUSTINE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,300 0 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 6,250 owned after | $0.00 | 2016-08-01 | |
| 2016-07-29 | Bartholomeusz Michael F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,300 0 owned after | $0.00 | 2016-08-01 | |
| 2016-07-18 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −818 818 owned after | $6.35 | 2016-07-19 | |
| 2016-06-13 | SADASIVAM SHAKER Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,633 9,265 owned after | $0.00 | 2016-06-14 | |
| 2016-06-13 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,007 8,015 owned after | $0.00 | 2016-06-14 | |
| 2016-06-13 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,431 6,863 owned after | $0.00 | 2016-06-14 | |
| 2016-06-13 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,716 3,432 owned after | $0.00 | 2016-06-14 | |
| 2016-06-11 | SADASIVAM SHAKER Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2016-06-14 | |
| 2016-06-11 | Dunnigan William Joseph Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,052 6,156 owned after | $0.00 | 2016-06-14 | |
| 2016-06-11 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,828 11,485 owned after | $0.00 | 2016-06-14 | |
| 2016-06-02 holding as of filing | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-02 | ||
| 2016-06-02 holding as of filing | Holyoak Gary Officer (SVP-Global Sales & Marketing) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-02 | ||
| 2016-04-01 | Hall Jeffrey Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.00 | 2016-04-04 | |
| 2016-04-01 | Dunnigan William Joseph Officer (Senior V.P. and General Mgr.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $0.00 | 2016-04-04 | |
| 2016-04-01 | SADASIVAM SHAKER Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,600 61,600 owned after | $0.00 | 2016-04-04 | |
| 2016-04-01 | Kauffmann John Anthony Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $0.00 | 2016-04-04 | |
| 2016-03-04 | FURR RANDY W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,200 0 owned after | $0.00 | 2016-03-08 | |
| 2016-01-01 | FURR RANDY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,200 11,200 owned after | $0.00 | 2016-01-04 |