SUNEDISON, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-22: Reporting owner Truong Martin H.; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-22: Reporting owner CERRONE STEPHEN; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-01: Reporting owner CERRONE STEPHEN; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-28: Reporting owner BLACKMORE PETER; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-22 | Truong Martin H. Officer (SVP & General Counsel) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 135,795 owned after | $5.31 | 2015-12-24 | |
| 2015-12-22 | CERRONE STEPHEN Officer (Chief Human Resources Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 185,000 owned after | $5.31 | 2015-12-24 | |
| 2015-10-01 | CERRONE STEPHEN Officer (Chief Human Resources Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.20 | 2015-10-05 | |
| 2015-05-28 | BLACKMORE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 67,600 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | HERNANDEZ EMMANUEL T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 95,100 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | Zwirn Randy H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 45,950 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | WILLIAMS JAMES B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 127,200 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | DALEY CLAYTON C JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 13,900 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | PROCTOR GEORGANNE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 26,600 owned after | $0.00 | 2015-06-01 | |
| 2015-05-28 | ALVAREZ ANTONIO R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 60,533 owned after | $0.00 | 2015-06-01 | |
| 2015-05-07 | Gaynor Paul Officer (EVP NA Utility & Global Wind) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,367 151,822 owned after | $0.00 | 2015-05-11 | |
| 2015-02-20 | Gaynor Paul Officer (EVP NA Utility & Global Wind) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,491 18,491 owned after | $21.97 | 2015-02-24 | |
| 2015-02-20 | Gaynor Paul Officer (EVP NA Utility & Global Wind) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,964 92,455 owned after | $21.97 | 2015-02-24 |