SUNEDISON, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-02: Reporting owner RANHOFF DAVID A; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2010-04-26: Reporting owner HANNAH KEN; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-04-20: Reporting owner WILLIAMS JAMES B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-04-20: Reporting owner BLACKMORE PETER; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-02 holding as of filing | RANHOFF DAVID A Officer (SVP, Sales & Marketing) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-11-02 | ||
| 2010-04-26 | HANNAH KEN Officer (EVP & Pres. Solar Mat.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,813 0 owned after | $0.00 | 2010-05-05 | |
| 2010-04-20 | WILLIAMS JAMES B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | BLACKMORE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | HERNANDEZ EMMANUEL T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,600 18,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | TURNER MARSHALL C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | STEVENS WILLIAM E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | MCNAMARA MICHAEL M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | MARSH C DOUGLAS Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | MARREN JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-04-20 | BOEHLKE ROBERT J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2010-04-22 | |
| 2010-01-24 | SADASIVAM CHANDRASEKHAR Officer (EVP & President Semiconductor) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | no price filed | 2010-01-26 | |
| 2010-01-24 | SADASIVAM CHANDRASEKHAR Officer (EVP & President Semiconductor) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | no price filed | 2010-01-26 | |
| 2010-01-24 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $0.00 | 2010-01-26 | |
| 2010-01-24 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2010-01-26 | |
| 2010-01-24 | KOHN BRADLEY D Officer (SVP Legal & Bus Dev.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | no price filed | 2010-01-26 | |
| 2010-01-24 | HANNAH KEN Officer (EVP & Pres. Solar Mat.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2010-01-26 |