SUNEDISON, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner DOMENECH CARLOS; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-28: Reporting owner MARREN JOHN W; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-28: Reporting owner WILLIAMS JAMES B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-28: Reporting owner TURNER MARSHALL C; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | DOMENECH CARLOS Officer (EVP & Pres. SunEdison) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,677 104,678 owned after | $0.00 | 2012-01-04 | |
| 2011-04-28 | MARREN JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2012-05-30 | |
| 2011-04-28 | WILLIAMS JAMES B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | TURNER MARSHALL C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | STEVENS WILLIAM E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | MCNAMARA MICHAEL M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | MARREN JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | HERNANDEZ EMMANUEL T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | BOEHLKE ROBERT J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | BLACKMORE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2011-05-02 | |
| 2011-01-31 | DOMENECH CARLOS Officer (EVP & Pres. SunEdison) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −107,849 209,355 owned after | $0.00 | 2011-02-02 | |
| 2011-01-24 | SADASIVAM CHANDRASEKHAR Officer (EVP & President Semiconductor) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $0.00 | 2011-01-25 | |
| 2011-01-24 | SADASIVAM CHANDRASEKHAR Officer (EVP & President Semiconductor) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2011-01-25 | |
| 2011-01-24 | KOHN BRADLEY D Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2011-01-25 | |
| 2011-01-24 | HANNAH KEN Officer (EVP & Pres. Solar Mat.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2011-01-25 |