Sumo Logic, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows, 80 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-05-12: Reporting owner McCord Jennifer; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-05-12: Reporting owner Haar Katherine; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-05-12: Reporting owner Chettiar Suku Krishnaraj; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-05-12: Reporting owner Chettiar Suku Krishnaraj; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-05-12 | McCord Jennifer Officer (Chief Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $3.68 exercise price | 2023-05-12 | |
| 2023-05-12 | Haar Katherine Officer (General Counsel and Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −427,500 0 owned after | $3.68 exercise price | 2023-05-12 | |
| 2023-05-12 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −372,463 0 owned after | $1.38 exercise price | 2023-05-12 | |
| 2023-05-12 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.65 exercise price | 2023-05-12 | |
| 2023-05-12 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $3.68 exercise price | 2023-05-12 | |
| 2023-05-12 | Gottfried Randy Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $3.68 exercise price | 2023-05-12 | |
| 2023-05-12 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,960 0 owned after | $0.98 exercise price | 2023-05-12 | |
| 2023-05-12 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,584 0 owned after | $1.92 exercise price | 2023-05-12 | |
| 2023-05-12 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −482,176 0 owned after | $2.65 exercise price | 2023-05-12 | |
| 2023-05-12 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,838,422 0 owned after | $1.15 exercise price | 2023-05-12 | |
| 2023-05-12 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,033,805 0 owned after | $2.65 exercise price | 2023-05-12 | |
| 2023-05-12 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −455,616 0 owned after | $3.68 exercise price | 2023-05-12 | |
| 2023-04-28 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,416 14,584 owned after | $1.92 exercise price | 2023-05-02 | |
| 2023-04-28 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,829 482,176 owned after | $2.65 exercise price | 2023-05-02 | |
| 2022-12-30 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 140,000 owned after | $1.92 exercise price | 2023-01-04 | |
| 2022-09-13 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,537 372,463 owned after | $1.38 exercise price | 2022-09-15 | |
| 2022-09-08 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,094 1,838,422 owned after | $1.15 exercise price | 2022-09-09 | |
| 2022-08-08 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,094 1,888,516 owned after | $1.15 exercise price | 2022-08-10 | |
| 2022-08-04 | McCord Jennifer Officer (Chief Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 90,000 owned after | $3.68 exercise price | 2022-08-08 | |
| 2022-07-08 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,094 1,938,610 owned after | $1.15 exercise price | 2022-07-12 | |
| 2022-06-08 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,094 1,988,704 owned after | $1.15 exercise price | 2022-06-10 | |
| 2022-02-22 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,038,798 owned after | $1.15 exercise price | 2022-02-24 | |
| 2022-01-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,135,298 owned after | $1.15 exercise price | 2022-01-24 | |
| 2021-12-23 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,173 272,827 owned after | $3.68 exercise price | 2021-12-28 | |
| 2021-12-23 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −102,040 81,460 owned after | $0.98 exercise price | 2021-12-28 | |
| 2021-12-23 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 170,000 owned after | $1.92 exercise price | 2021-12-28 | |
| 2021-12-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,231,798 owned after | $1.15 exercise price | 2021-12-21 | |
| 2021-12-15 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 183,500 owned after | $0.98 exercise price | 2021-12-17 | |
| 2021-11-22 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,328,298 owned after | $1.15 exercise price | 2021-11-23 | |
| 2021-11-17 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 203,500 owned after | $0.98 exercise price | 2021-11-19 | |
| 2021-10-20 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,500 223,500 owned after | $0.98 exercise price | 2021-10-22 | |
| 2021-10-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,424,798 owned after | $1.15 exercise price | 2021-10-22 | |
| 2021-09-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,521,298 owned after | $1.15 exercise price | 2021-09-21 | |
| 2021-09-15 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,500 247,000 owned after | $0.98 exercise price | 2021-09-17 | |
| 2021-09-07 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | tock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,500 610,729 owned after | $1.92 exercise price | 2021-09-08 | |
| 2021-09-07 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 387,000 owned after | $1.38 exercise price | 2021-09-08 | |
| 2021-09-03 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 639,229 owned after | $1.92 exercise price | 2021-09-08 | |
| 2021-09-03 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 394,200 owned after | $1.38 exercise price | 2021-09-08 | |
| 2021-08-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,617,798 owned after | $1.15 exercise price | 2021-08-24 | |
| 2021-08-18 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,500 270,500 owned after | $0.98 exercise price | 2021-08-20 | |
| 2021-07-21 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 294,000 owned after | $0.98 exercise price | 2021-07-23 | |
| 2021-07-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,000 2,714,298 owned after | $1.15 exercise price | 2021-07-21 | |
| 2021-07-19 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,500 2,776,298 owned after | $1.15 exercise price | 2021-07-21 | |
| 2021-06-22 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,525 640,729 owned after | $1.92 exercise price | 2021-06-24 | |
| 2021-06-22 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −202 403,000 owned after | $1.38 exercise price | 2021-06-24 | |
| 2021-06-21 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,500 2,810,798 owned after | $1.15 exercise price | 2021-06-22 | |
| 2021-06-21 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,638 652,254 owned after | $1.92 exercise price | 2021-06-22 | |
| 2021-06-21 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,598 403,202 owned after | $1.38 exercise price | 2021-06-22 | |
| 2021-06-18 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,437 663,892 owned after | $1.92 exercise price | 2021-06-22 | |
| 2021-06-18 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,400 405,800 owned after | $1.38 exercise price | 2021-06-22 | |
| 2021-06-14 | Fitz Steven D Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 698,329 owned after | $1.92 exercise price | 2021-06-16 | |
| 2021-06-14 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 425,200 owned after | $1.38 exercise price | 2021-06-16 | |
| 2021-06-09 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 322,000 owned after | $0.98 exercise price | 2021-06-10 | |
| 2021-06-07 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,500 326,500 owned after | $0.98 exercise price | 2021-06-09 | |
| 2021-05-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,000 2,907,298 owned after | $1.15 exercise price | 2021-05-24 | |
| 2021-04-20 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,000 2,969,298 owned after | $1.15 exercise price | 2021-04-22 | |
| 2021-04-01 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 350,000 owned after | $0.98 exercise price | 2021-04-01 | |
| 2021-03-31 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 360,000 owned after | $0.98 exercise price | 2021-04-01 | |
| 2021-03-30 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 400,000 owned after | $0.98 exercise price | 2021-04-01 | |
| 2021-03-25 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 440,000 owned after | $0.98 exercise price | 2021-03-25 | |
| 2021-03-24 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 480,000 owned after | $0.98 exercise price | 2021-03-25 | |
| 2021-03-23 | Beedgen Christian Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 490,000 owned after | $0.98 exercise price | 2021-03-23 | |
| 2021-03-22 | Sayar Ramin Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,000 3,031,298 owned after | $1.15 exercise price | 2021-03-23 | |
| 2021-03-16 | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 427,000 owned after | $1.38 exercise price | 2021-03-17 | |
| 2020-09-16 holding as of filing | Haar Katherine Officer (General Counsel and Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Beedgen Christian Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.98 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Beedgen Christian Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.92 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Beedgen Christian Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.65 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | CAREY SYDNEY Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Gottfried Randy Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.15 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.65 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Fitz Steven D Officer (Chief Revenue Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.92 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Fitz Steven D Officer (Chief Revenue Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.38 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.65 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Chettiar Suku Krishnaraj Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | McCord Jennifer Officer (Chief Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.68 exercise price | 2020-09-16 | ||
| 2020-09-16 holding as of filing | ROBEL CHARLES J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.05 exercise price | 2020-09-16 |