Sumo Logic, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 90 rows, 90 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-21: Reporting owner Sayar Ramin; Form 4; Security Series F Preferred Stock; Transaction C Conversion of derivative security.
- 2020-09-21: Reporting owner Sayar Ramin; Form 4; Security Series F Preferred Stock; Transaction C Conversion of derivative security.
- 2020-09-21: Reporting owner Sayar Ramin; Form 4; Security Series G Preferred Stock; Transaction C Conversion of derivative security.
- 2020-09-21: Reporting owner Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-21 | Sayar Ramin Director, Officer (President and CEO) | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −18,570 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Sayar Ramin Director, Officer (President and CEO) | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,856 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Sayar Ramin Director, Officer (President and CEO) | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −36,313 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −7,771,788 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −699,692 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −248,520 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,828,264 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −254,628 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −90,440 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,542,885 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −228,935 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −81,314 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,629,792 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −146,730 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −52,116 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,654,051 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −148,914 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −52,892 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −331,020 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −29,801 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,585 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −161,822 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,568 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Greylock XIII-A Limited Partnership | Greylock XIII Limited Partnership | Greylock XIII GP LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,175 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −7,771,788 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −699,692 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −248,520 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,828,264 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −254,628 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −90,440 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,542,885 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −228,935 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −81,314 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,629,792 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −146,730 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −52,116 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,654,051 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −148,914 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −52,892 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −331,020 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −29,801 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,585 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −161,822 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,568 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-21 | Ansanelli Joseph Director | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −5,175 0 owned after | no price filed | 2020-09-21 | |
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Sayar Ramin Director, Officer (See Remarks) | 3 | Series G Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Ansanelli Joseph Director | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 | ||
| 2020-09-16 holding as of filing | Greylock XIII GP LLC | Greylock XIII Limited Partnership | Greylock XIII-A Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-16 |