STREAM GLOBAL SERVICES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner FARRELL STEPHEN C; Form 4/A; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-12-17: Reporting owner FARRELL STEPHEN C; Form 4/A; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-12-17: Reporting owner FARRELL STEPHEN C; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-12-17: Reporting owner FARRELL STEPHEN C; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 329,116 owned after | $0.30 | 2008-12-18 | |
| 2008-12-17 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +884 330,000 owned after | $0.38 | 2008-12-18 | |
| 2008-12-17 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −200,000 329,116 owned after | $0.30 | 2008-12-17 | |
| 2008-12-17 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −884 330,000 owned after | $0.38 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $0.27 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 9,000 owned after | $0.27 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 59,000 owned after | $0.27 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,850 99,850 owned after | $0.27 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +21,000 120,850 owned after | $0.30 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 121,250 owned after | $0.28 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 128,750 owned after | $0.29 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4/A | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +366 129,116 owned after | $0.29 | 2008-12-18 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $0.27 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 9,000 owned after | $0.27 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 59,000 owned after | $0.27 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,850 99,850 owned after | $0.27 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +21,000 120,850 owned after | $0.30 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 121,250 owned after | $0.28 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 128,750 owned after | $0.29 | 2008-12-17 | |
| 2008-12-16 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +366 129,116 owned after | $0.29 | 2008-12-17 | |
| 2008-12-12 | ACOF Operating Manager II, L.P. | ARES MANAGEMENT LLC | ACOF Management II, L.P. | ARES PARTNERS MANAGEMENT CO LLC | Ares Corporate Opportunities Fund II, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +425,000 7,925,000 owned after | $0.15 | 2008-12-15 | |
| 2008-03-14 | Murray R Scott Director, Officer (Chairman, President, CEO, CFO) | 4 | Warrants (right to buy) Derivative · Indirect · See Explanatory note | P Open market or private purchase of non-derivative or derivative security | +300,000 3,325,000 owned after | $6.00 exercise price | 2008-03-17 |