STREAM GLOBAL SERVICES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-30: Reporting owner Henricks Michael J.; Form 3; Security Employee stock options (right to buy); Transaction Holding.
- 2011-07-05: Reporting owner Hopkins Gregory G; Form 4; Security Employee stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-05: Reporting owner Hopkins Gregory G; Form 4; Security Employee stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-07: Reporting owner Delaney Brian James; Form 4/A; Security Employee stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-30 holding as of filing | Henricks Michael J. Officer (Interim CFO) | 3 | Employee stock options (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2012-03-30 | ||
| 2011-07-05 | Hopkins Gregory G Officer (EVP Global Sales) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $6.00 exercise price | 2011-07-07 | |
| 2011-07-05 | Hopkins Gregory G Officer (EVP Global Sales) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $4.25 exercise price | 2011-07-07 | |
| 2011-02-07 | Delaney Brian James Officer (EVP & Chief Operating Officer) | 4/A | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2011-02-08 | |
| 2011-02-07 | Delaney Brian James Officer (EVP & Chief Operating Officer) | 4/A | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2011-02-08 | |
| 2011-02-07 | Delaney Brian James Officer (EVP & Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 250,000 owned after | $0.00 | 2011-02-08 | |
| 2011-02-07 | Delaney Brian James Officer (EVP & Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 250,000 owned after | $0.00 | 2011-02-08 | |
| 2010-08-19 | Marinello Kathryn V Director, Officer (CEO and Chairman of the Board) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $6.00 exercise price | 2010-08-23 | |
| 2010-05-14 holding as of filing | Lyons Robert Officer (EVP, Chief Tech & Info Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2010-05-14 | ||
| 2010-01-05 | LACEY DENNIS J Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $6.11 exercise price | 2010-01-07 | |
| 2010-01-04 | Trillium Capital LLC | Murray R Scott 10% Owner | Director, Officer (Chairman, President and CEO) | 4/A | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $6.11 exercise price | 2010-01-06 | |
| 2010-01-04 | Murray R Scott | Trillium Capital LLC Director, Officer (Chairman, President and CEO) | 10% Owner | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $6.11 exercise price | 2010-01-05 | |
| 2009-11-10 | Flaherty Sheila Marie Officer (Chf Leg. & Adm. Off. Corp.Sec.) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $6.28 exercise price | 2009-11-12 | |
| 2009-11-10 | Dechant Robert Thomas Officer (EVP Global Sales & Mkting) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $6.28 exercise price | 2009-11-12 | |
| 2009-11-10 | Murray R Scott | Trillium Capital LLC Director, Officer (Chairman, President and CEO), 10% Owner | 10% Owner | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $6.28 exercise price | 2009-11-12 | |
| 2008-10-28 | FARRELL STEPHEN C Officer (Executive Vice President & CFO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 275,000 owned after | $6.00 exercise price | 2008-10-28 | |
| 2008-09-23 | Flaherty Sheila Marie Officer (Chf Leg. & Adm. Off. Corp.Sec.) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $6.00 exercise price | 2008-09-25 | |
| 2008-09-23 | Dechant Robert Thomas Officer (EVP Global Sales & Mkting) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $6.00 exercise price | 2008-09-25 |