STRATA SKIN SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-04: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Series A Convertible Preferred Stock, $0.10 per share; Transaction Holding.
- 2014-03-04: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Series A Convertible Preferred Stock, $0.10 per share; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-04 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock, $0.10 per share Derivative · Direct · (m) | Holding | $0.84 exercise price | 2014-03-04 | ||
| 2014-03-04 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock, $0.10 per share Derivative · Indirect · (m) | Holding | $0.84 exercise price | 2014-03-04 |