STRATA SKIN SCIENCES, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-24: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Senior Convertible Debenture; Transaction Holding.
- 2015-08-24: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Senior Convertible Debenture; Transaction Holding.
- 2015-08-24: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Senior Convertible Debenture; Transaction Holding.
- 2015-08-24: Reporting owner KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC; Form 3; Security Senior Convertible Debenture; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-24 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debenture Derivative · Direct · (m) | Holding | no price filed | 2015-08-24 | ||
| 2015-08-24 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debenture Derivative · Indirect · (m) | Holding | no price filed | 2015-08-24 | ||
| 2015-08-24 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debenture Derivative · Direct · (m) | Holding | no price filed | 2015-08-24 | ||
| 2015-08-24 holding as of filing | KOTLER KEVIN | Broadfin Healthcare Master Fund Ltd | Broadfin Capital, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Senior Convertible Debenture Derivative · Indirect · (m) | Holding | no price filed | 2015-08-24 |