STERIS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-03: Reporting owner WILSON LOYAL W; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-03: Reporting owner WAREHAM JOHN P; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-03: Reporting owner WAREHAM JOHN P; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-03: Reporting owner WAREHAM JOHN P; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-03 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.93 exercise price | 2014-12-05 | |
| 2014-12-03 | WAREHAM JOHN P Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $23.35 exercise price | 2014-12-05 | |
| 2014-12-03 | WAREHAM JOHN P Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,387 0 owned after | $27.68 exercise price | 2014-12-05 | |
| 2014-12-03 | WAREHAM JOHN P Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,270 0 owned after | $24.78 exercise price | 2014-12-05 | |
| 2014-12-02 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $28.32 exercise price | 2014-12-04 | |
| 2014-12-02 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $28.32 exercise price | 2014-12-04 | |
| 2014-12-02 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −98,200 0 owned after | $30.84 exercise price | 2014-12-04 | |
| 2014-12-02 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $22.83 exercise price | 2014-12-04 | |
| 2014-11-03 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −925 0 owned after | $24.45 exercise price | 2014-11-03 | |
| 2014-08-11 | Wood Michael B Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $20.06 exercise price | 2014-08-12 | |
| 2014-08-06 | Breeden Richard C Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,584 4,584 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-08-06 | Wood Michael B Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,584 4,584 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-08-06 | WAREHAM JOHN P Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,622 6,622 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-08-06 | Sohi Mohsen Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,037 2,037 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-08-06 | FELDMANN CYNTHIA L Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,037 2,037 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-08-06 | KOSECOFF JACQUELINE B Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,584 4,584 owned after | $51.53 exercise price | 2014-08-08 | |
| 2014-06-02 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 925 owned after | $24.45 exercise price | 2014-06-03 | |
| 2014-05-30 | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | Forsythe Suzanne V Officer (V. P. - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | MOSS ROBERT E Officer (Senior Vice President) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119,000 119,000 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,252 12,252 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | Johnson David Allen Officer (Sr. VP. Surgical Solutions) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-30 | TOKICH MICHAEL J Officer (SVP, CFO & Treasurer) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $53.52 exercise price | 2014-06-03 | |
| 2014-05-12 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $20.42 exercise price | 2014-05-14 | |
| 2014-05-12 | WAREHAM JOHN P Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $26.93 exercise price | 2014-05-13 | |
| 2014-04-02 | TOKICH MICHAEL J Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,525 0 owned after | $27.68 exercise price | 2014-04-03 | |
| 2014-02-27 holding as of filing | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $22.83 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $31.87 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $36.03 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $29.94 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $45.34 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $22.83 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $34.23 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $31.87 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $36.09 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $29.94 exercise price | 2014-02-27 | ||
| 2014-02-27 holding as of filing | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $45.34 exercise price | 2014-02-27 | ||
| 2014-01-08 | TOKICH MICHAEL J Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200 0 owned after | $24.72 exercise price | 2014-01-09 |