STERIS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-26: Reporting owner FELDMANN CYNTHIA L; Form 4; Security Director Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-26: Reporting owner FELDMANN CYNTHIA L; Form 4; Security Director Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-08: Reporting owner Zangerle John Adam; Form 4; Security Employee Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-01: Reporting owner Chapman Timothy L; Form 4; Security Employee Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-26 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,133 0 owned after | $32.34 exercise price | 2013-11-26 | |
| 2013-11-26 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,121 0 owned after | $31.61 exercise price | 2013-11-26 | |
| 2013-11-08 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $27.44 exercise price | 2013-11-12 | |
| 2013-10-01 | Chapman Timothy L Officer (SR VP & Grp. Pres., Healthcare) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $24.72 exercise price | 2013-10-02 | |
| 2013-08-08 | Breeden Richard C Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,657 20,482 owned after | $43.92 exercise price | 2013-08-12 | |
| 2013-08-08 | Sohi Mohsen Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $43.92 exercise price | 2013-08-12 | |
| 2013-08-08 | KOSECOFF JACQUELINE B Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,657 4,657 owned after | $43.92 exercise price | 2013-08-12 | |
| 2013-08-08 | WAREHAM JOHN P Director | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,727 6,727 owned after | $43.92 exercise price | 2013-08-12 | |
| 2013-08-08 | Chapman Timothy L Officer (SR VP & Grp. Pres., Healthcare) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $25.50 exercise price | 2013-08-12 | |
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $27.44 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $24.45 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $24.72 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $27.68 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $30.84 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $22.83 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $31.87 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $36.09 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $29.94 exercise price | 2013-07-29 | ||
| 2013-07-29 holding as of filing | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | $45.34 exercise price | 2013-07-29 | ||
| 2013-06-12 | MCMULLEN KEVIN M Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $20.42 exercise price | 2013-06-13 | |
| 2013-05-31 | Forsythe Suzanne V Officer (V. P. - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | Johnson David Allen Officer (Sr. VP. Global Ops & Quality) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | Chapman Timothy L Officer (SR VP & Grp. Pres., Healthcare) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | MOSS ROBERT E Officer (Senior Vice President) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | AAMOTH WILLIAM L Officer (V P - Corporate Treasurer) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 4,900 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | TOKICH MICHAEL J Officer (SVP & Chief Financial Officer) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-31 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $45.34 exercise price | 2013-06-03 | |
| 2013-05-22 | Sohi Mohsen Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.93 exercise price | 2013-05-23 | |
| 2013-05-21 | AAMOTH WILLIAM L Officer (V P - Corporate Treasurer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,650 0 owned after | $30.84 exercise price | 2013-05-22 | |
| 2013-05-21 | AAMOTH WILLIAM L Officer (V P - Corporate Treasurer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $22.83 exercise price | 2013-05-22 | |
| 2013-05-07 | BURKE PETER A Officer (Sr. VP & Chief Tech. Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $27.44 exercise price | 2013-05-07 | |
| 2013-05-03 | TOKICH MICHAEL J Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $24.45 exercise price | 2013-05-07 | |
| 2013-04-01 | MCGINLEY MARK D Officer (Sr. VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $27.44 exercise price | 2013-04-02 | |
| 2013-03-28 | BURKE PETER A Officer (Sr. VP & Chief Tech. Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $27.44 exercise price | 2013-04-01 | |
| 2013-02-22 | WAREHAM JOHN P Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,387 0 owned after | $20.42 exercise price | 2013-02-22 | |
| 2013-02-20 | WAREHAM JOHN P Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,613 4,387 owned after | $20.42 exercise price | 2013-02-22 | |
| 2013-02-07 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $21.85 exercise price | 2013-02-08 | |
| 2013-02-06 | BURKE PETER A Officer (Sr. VP & Chief Tech. Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $27.44 exercise price | 2013-02-07 | |
| 2013-01-29 | MOSS ROBERT E Officer (Senior Vice President) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 0 owned after | $27.68 exercise price | 2013-01-30 | |
| 2013-01-29 | TOKICH MICHAEL J Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $27.44 exercise price | 2013-01-30 | |
| 2013-01-28 | AAMOTH WILLIAM L Officer (V P - Corporate Treasurer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,525 0 owned after | $27.68 exercise price | 2013-01-29 | |
| 2013-01-25 | AAMOTH WILLIAM L Officer (V P - Corporate Treasurer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $27.45 exercise price | 2013-01-29 | |
| 2013-01-25 | BURKE PETER A Officer (Sr. VP & Chief Tech. Officer) | 4 | Employee Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $27.44 exercise price | 2013-01-29 |