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Stem, Inc. (STEM) Material Contracts

Stem, Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-06-03: Form 8-K; Exhibit 10; Description Stem, Inc. Second Amended and Restated 2024 Equity Incentive Plan..
  • 2026-03-05: Form 10-K; Exhibit 10.20; Description Executive Employment Agreement dated September 16, 2024 by and between the Company and David Buzby..
  • 2025-10-30: Form 10-Q; Exhibit 10.3; Description Advisor Agreement, dated July 21, 2025, by and between the Company and Spencer Doran Hole..
  • 2025-10-30: Form 10-Q; Exhibit 10.2; Description Separation and Release of Claims Agreement, dated July 21, 2025, by and between the Company and Spencer Doran Hole..
FiledFormExhibitDescription
2026-06-038-K10Stem, Inc. Second Amended and Restated 2024 Equity Incentive Plan.
2026-03-0510-K10.20Executive Employment Agreement dated September 16, 2024 by and between the Company and David Buzby.
2025-10-3010-Q10.3Advisor Agreement, dated July 21, 2025, by and between the Company and Spencer Doran Hole.
2025-10-3010-Q10.2Separation and Release of Claims Agreement, dated July 21, 2025, by and between the Company and Spencer Doran Hole.
2025-04-3010-Q10.3Separation and Release of Claims Agreement dated March 24, 2025 by and between the Company and John Carrington.
2025-04-3010-Q10.2Separation and Release of Claims Agreement dated January 30, 2025 by and between the Company and William Bush.
2025-04-3010-Q10.1Amendment to Executive Chair and Interim CEO Employment Agreement dated September 16, 2024 by and between the Company and David Buzby.
2025-03-0510-K10.20Executive Employment Agreement dated September 16, 2024 by and between the Company and David Buzby.
2024-10-3110-Q10.1Separation and Release of Claims Agreement dated September 21, 2024, by and between the Company and Prakesh Patel.
2024-08-0710-Q10.4Form of Stock Option Agreement under the Stem, Inc. 2024 Equity Incentive Plan
2024-08-0710-Q10.3Form of Stock Option Agreement under the Stem, Inc. 2021 Equity Incentive Plan
2024-08-0710-Q10.2Form of Stock Option Agreement under the Stem, Inc. 2009 Equity Incentive Plan
2024-02-2910-K10.8Global Restricted Stock Unit Award Agreement under the Stem, Inc. 2021 Equity Incentive Plan
2024-02-2910-K10.7Form of Stock Option Agreement under the Stem, Inc. 2021 Equity Incentive Plan
2023-05-0510-Q10.2Form of Global Option Award Agreement under the Stem, Inc. 2021 Equity Incentive Plan.
2023-05-0510-Q10.1Form of Global Restricted Stock Unit Award Agreement under the Stem, Inc. 2021 Equity Incentive Plan.
2023-04-038-K10Form of Confirmation for Capped Call Transactions
2022-11-0410-Q10.2First Amended and Restated Master Supply Agreement for Purchase and Sale of Energy Storage Equipment, dated as of September 14, 2022, by and between Powin Energy Corporation and Stem, Inc.††
2022-11-0410-Q10.1Form of Global Restricted Stock Unit Award Agreement
2022-08-0510-Q10.3First Amended and Restated Master Supply Agreement for Purchase and Sale of Energy Storage Equipment, dated as of February 28, 2020, by and between Sungrow USA Corporation, Sungrow Samsung SDI Energy Storage Power Supply Co, Ltd. and Stem, Inc.††
2022-08-0510-Q10.2Master Supply Agreement for Purchase and Sale of Energy Storage Equipment, dated as of September 14, 2020, by and between Powin Energy Corporation and Stem, Inc.††
2022-08-0510-Q10.1Framework BESS Sale and Purchase Agreement, dated as of August 17, 2021, by and between Tesla, Inc. and Stem, Inc.††
2022-02-2810-K10.11Form of Executive Employment Agreement.
2022-02-2810-K10.10Form of Indemnification Agreement.
2022-02-2810-K10.5Form of Stock Option Agreement under the Stem, Inc. 2009 Equity Incentive Plan.
2022-02-2810-K10.4Stem, Inc. 2009 Equity Incentive Plan.
2022-02-2810-K10.3Stock Purchase Agreement dated as of December 16, 2021, by and between the Company, the selling stockholders of AlsoEnergy, Inc. identified therein, and the sellers’ representatives identified therein.
2021-11-228-K10.2Purchase Agreement dated November 17, 2021, between the Company and the Initial Purchasers
2021-11-228-K10.1Form of Confirmation for Capped Call Transactions
2021-08-1110-Q10.2Form of Restricted Stock Unit Award Agreement under the Stem, Inc. 2021 Equity Incentive Plan (+)
2021-08-1110-Q10.1Form of Stock Option Agreement under the Stem, Inc. 2021 Equity Incentive Plan (+)
2021-06-288-K10Exchange Agreement dated as of June 25, 2021, between Stem, Inc. and the Sellers named therein.
2021-05-048-K10.6Form of New Executive Agreement, dated as of April 28, 2021, by and among New Stem and the named executive officers.
2021-05-048-K10.3Investor Rights Agreement, dated April 28, 2021, by and among New Stem and certain stockholders of New Stem.
2020-12-048-K10.3Form of Subscription Agreement
2020-12-048-K10.2Form of Lock-up Agreement
2020-12-048-K10.1Form of Support Agreement
2020-08-208-K10.5Administrative Services Agreement between the Company and Star Peak Sponsor LLC
2020-08-208-K10.4Letter Agreement among the Company and Star Peak Sponsor LLC and each of the officers and directors of the Company
2020-08-208-K10.3Registration and Stockholder Rights Agreement among the Company, Star Peak Sponsor LLC and certain directors of the Company
2020-08-208-K10.2Investment Management Trust Account Agreement between Continental Stock Transfer & Trust Company and the Company
2020-08-208-K10.1Private Placement Warrants Purchase Agreement between the Company and Star Peak Sponsor LLC

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