STEIN MART INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-12-13: Form 8-K; Period of report 2012-12-11; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-12-11: Form 8-K; Period of report 2012-12-07; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2012-11-30: Form 8-K; Period of report 2012-11-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-11-29: Form 8-K; Period of report 2012-11-27; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-12-13 | 8-K | 2012-12-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Beginning December 11, 2012, Stein Mart, Inc. (the “Company”) and certain of the participants in the Company’s Executive Split Dollar Plan (the “Plan”), including the Company’s named executive officers, entered into letter agreements amending the Plan by eliminating the post-retirement death benefit contained in the Plan for additional deferred compensation, which is subject to vesting conditions. | d453004d8k.htm |
| 2012-12-11 | 8-K | 2012-12-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On December 7, 2012, Stein Mart, Inc. (the “Company”), received a notice from the NASDAQ Stock Market indicating that the Company is not in compliance with the continued listing requirements of NASDAQ Listing Rule 5250(c)(1) because the Company did not timely file its Quarterly Report on Form 10-Q for the quarterly period ended October 27, 2012 with the Securities and Exchange Commission. | d453733d8k.htm |
| 2012-11-30 | 8-K | 2012-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | d448256d8k.htm |
| 2012-11-29 | 8-K | 2012-11-27 | 7.01 Regulation FD Disclosure | 7.01 On November 27, 2012, Stein Mart, Inc.’s Board of Directors declared a special cash dividend of $1.00 per common share that is payable on December 24, 2012 to shareholders of record as of December 10, 2012. | d447406d8k.htm |
| 2012-11-15 | 8-K | 2012-11-15 | 8.01 Other Events | 8.01 As previously reported, on September 11, 2012, Stein Mart, Inc. (the “Company”) received a notice from The NASDAQ Stock Market (“NASDAQ”) stating that the Company is not in compliance with NASDAQ Listing Rule 5250(c)(1) (the “Rule”) because the Company has not filed its Quarterly Report on Form 10-Q for the quarterly period ended July 28, 2012 with the Securities and Exchange Commission. | d439683d8k.htm |
| 2012-11-09 | 8-K | 2012-11-09 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On November 6, 2012, the Board of Directors of Stein Mart, Inc. (the “Company”), based on the recommendation of the Audit Committee and in consultation with management, concluded that because of errors identified in the Company’s previously issued financial statements the Company will restate its previously issued financial statements for fiscal years 2009, 2010 and 2011, its quarterly data for the first quarter of 2012 and for all quarters in 2010 and 2011, as well as its selected financial data for the relevant periods. | d436621d8k.htm |
| 2012-11-06 | 8-K | 2012-11-06 | 8.01 Other Events | 8.01 Stein Mart, Inc. has determined that its earnings release that was scheduled to be issued on November 15, 2012 will be delayed. | d433609d8k.htm |
| 2012-09-13 | 8-K | 2012-09-11 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 11, 2012, Stein Mart, Inc. (the “Company”), received a notice from the NASDAQ Stock Market indicating that the Company is not in compliance with the continued listing requirements of NASDAQ Listing Rule 5250(c)(1) because the Company did not timely file its Quarterly Report on Form 10-Q for the quarterly period ended July 28, 2012 with the Securities and Exchange Commission. | d411990d8k.htm |
| 2012-08-16 | 8-K | 2012-08-16 | 2.02 Results of Operations and Financial Condition | 2.02 On August 16, 2012, Stein Mart, Inc. issued a press release, a copy of which is attached as Exhibit 99.1, that includes financial results for the quarterly period and six months ended July 28, 2012. | d399251d8k.htm |
| 2012-06-20 | 8-K | 2012-06-19 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Shareholders of the Company was held on June 19, 2012. | d370295d8k.htm |
| 2012-05-17 | 8-K | 2012-05-17 | 2.02 Results of Operations and Financial Condition | 2.02 On May 17, 2012, Stein Mart, Inc. issued a press release, a copy of which is attached as Exhibit 99.1, that includes financial results for the quarterly period ended April 28, 2012. | d355671d8k.htm |
| 2012-05-02 | 8-K | 2012-05-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On May 1, 2012, Stein Mart, Inc. (the “Company”) entered into an employment agreement (the “Executive Officer Employment Agreement”) with Gary L. Pierce, the Company’s Senior Vice-President and Director of Stores. | d345777d8k.htm |
| 2012-04-17 | 8-K | 2012-04-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On April 12, 2012, Stein Mart, Inc. (the “Company”) entered into employment agreement (the “Executive Officer Employment Agreement”) with Brian R. Morrow, the Company’s Executive Vice President and Chief Merchandising Officer, effective March 1, 2012. | d336385d8k.htm |
| 2012-03-09 | 8-K | 2012-03-08 | 2.02 Results of Operations and Financial Condition | 2.02 On March 8, 2012, Stein Mart, Inc. issued a press release, a copy of which is attached as Exhibit 99.1, that includes earnings for the fourth quarter and fiscal year ended January 28, 2012. | d315486d8k.htm |
| 2012-01-03 | 8-K | 2011-12-29 | 8.01 Other Events | 8.01 On December 29, 2011, Stein Mart, Inc. (the “Company”) issued a press release announcing that, after filing its third quarter Form 10-Q on December 22, 2011, NASDAQ informed the Company that it is back in compliance with NASDAQ Listing Rule 5250(c)(1). | d275084d8k.htm |