Star Mountain Resources, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-10: Reporting owner Brogan Edward Francis; Form 4; Security Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-11-10: Reporting owner Marchal Joseph Hamilton; Form 4; Security Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-20: Reporting owner Sutherland Donald; Form 4; Security Series A Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-20: Reporting owner Sutherland Donald; Form 4; Security Series B Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-10 | Brogan Edward Francis Director, 10% Owner | 4 | Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 150,000 owned after | $2.00 exercise price | 2015-11-20 | |
| 2015-11-10 | Marchal Joseph Hamilton Director, Officer (CEO), 10% Owner | 4 | Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +137,500 68,750 owned after | $2.00 exercise price | 2015-11-20 | |
| 2015-10-20 | Sutherland Donald Director | 4 | Series A Stock Purchase Warrants Derivative · Indirect · See Footnote 2 | P Open market or private purchase of non-derivative or derivative security | +400,000 533,333 owned after | $0.75 exercise price | 2015-11-20 | |
| 2015-10-20 | Sutherland Donald Director | 4 | Series B Stock Purchase Warrants Derivative · Indirect · See Footnote 2 | P Open market or private purchase of non-derivative or derivative security | +400,000 266,667 owned after | $1.50 exercise price | 2015-11-20 | |
| 2015-10-20 | Marchal Joseph Hamilton Director, Officer (CEO), 10% Owner | 4 | Series A Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 666,667 owned after | $0.75 exercise price | 2015-10-22 | |
| 2015-10-20 | Marchal Joseph Hamilton Director, Officer (CEO), 10% Owner | 4 | Series B Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 333,333 owned after | $1.50 exercise price | 2015-10-22 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4/A | Series A Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 2,000,000 owned after | $0.75 exercise price | 2015-10-22 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4/A | Series B Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,000,000 owned after | $1.50 exercise price | 2015-10-22 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4 | Series A Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $0.75 exercise price | 2015-10-20 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4 | Series B Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $1.50 exercise price | 2015-10-20 | |
| 2014-10-27 | Brogan Edward Francis Director, 10% Owner | 4 | Common Stock Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | $0.50 exercise price | 2014-10-29 | ||
| 2014-10-27 | Marchal Joseph Hamilton Director, Officer (President and COO), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | $0.50 exercise price | 2014-10-29 | ||
| 2014-06-23 holding as of filing | Marchal Joseph Hamilton Director, Officer (Executive Chairman) | 3 | Common Stock Warrants Derivative · Direct | Holding | $1.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Brogan Edward Francis Director | 3 | Common Stock Warrants Derivative · Direct | Holding | $1.00 exercise price | 2014-06-23 | ||
| 2014-03-12 | Marchal Joseph Hamilton Director, Officer (President and COO), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $1.00 exercise price | 2014-10-29 | ||
| 2014-01-22 | Marchal Joseph Hamilton Director, Officer (President and COO), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 0 owned after | $1.00 exercise price | 2014-10-29 |