Star Mountain Resources, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-20: Reporting owner Sutherland Donald; Form 4; Security Series C Cumulative Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-20: Reporting owner Marchal Joseph Hamilton; Form 4; Security Series C Cumulative Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-14: Reporting owner Brogan Edward Francis; Form 4/A; Security Series C Cumulative Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-14: Reporting owner Brogan Edward Francis; Form 4; Security Series C Cumulative Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-20 | Sutherland Donald Director | 4 | Series C Cumulative Preferred Derivative · Indirect · See Footnote 2 | P Open market or private purchase of non-derivative or derivative security | +400,000 800,000 owned after | $0.50 exercise price | 2015-11-20 | |
| 2015-10-20 | Marchal Joseph Hamilton Director, Officer (CEO), 10% Owner | 4 | Series C Cumulative Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 1,000,000 owned after | $0.50 exercise price | 2015-10-22 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4/A | Series C Cumulative Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 3,000,000 owned after | $0.50 exercise price | 2015-10-22 | |
| 2015-10-14 | Brogan Edward Francis Director, 10% Owner | 4 | Series C Cumulative Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $0.50 exercise price | 2015-10-20 | |
| 2015-09-30 | SUMMIT CAPITAL USA, INC. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-10-02 |