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SPY INC. Form 8-K: Current report, 2010

SPY INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2010-12-23: Form 8-K; Period of report 2010-12-20; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
  • 2010-12-22: Form 8-K; Period of report 2010-12-16; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
  • 2010-12-13: Form 8-K; Period of report 2010-12-08; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2010-11-15: Form 8-K; Period of report 2010-11-15; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2010-12-238-K2010-12-201.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
2.03 The information provided in response to Item 1.01 of this report is incorporated by reference into this Item 2.03.
d8k.htm
2010-12-228-K2010-12-161.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.d8k.htm
2010-12-138-K2010-12-085.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On December 8, 2010, Orange 21 Inc. (the “Company”) entered into change in control severance agreements (the “Agreements”) with each of A. Stone Douglass, the Company’s Chief Executive Officer and Acting Chief Financial Officer, and Erik Darby, the Company’s Vice-President, Sales (each, an “Executive”).d8k.htm
2010-11-158-K2010-11-152.02 Results of Operations and Financial Condition2.02 On November 15, 2010, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2010.d8k.htm
2010-11-028-K2010-11-011.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
2.03 The information provided in response to Item 1.01 of this report is incorporated by reference into this Item 2.03.
d8k.htm
2010-10-298-K2010-10-261.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Orange 21 North America Inc., a wholly-owned subsidiary of Orange 21 Inc., entered into a facility lease agreement dated November 1, 2010 with The Levine Family Trust.
2.03 The disclosure under Item 1.01 of this report is incorporated by reference into this Item 2.03.
d8k.htm
2010-10-268-K2010-10-255.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On October 25, 2010, the Board of Directors of Orange 21 Inc. (the “Company”) appointed Gregory R. Andrews to the Board of Directors.d8k.htm
2010-10-078-K2010-10-051.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
2.03 The information provided in response to Item 1.01 of this report is incorporated by reference into this Item 2.03.
d8k.htm
2010-08-168-K2010-08-162.02 Results of Operations and Financial Condition2.02 On August 16, 2010, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2010.d8k.htm
2010-06-158-K2010-06-095.07 Submission of Matters to a Vote of Security Holders5.07 On June 9, 2010, Orange 21 Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) at the Company’s offices located at 2070 Las Palmas Drive, Carlsbad California 92011.d8k.htm
2010-05-178-K2010-05-121.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.d8k.htm
2010-05-128-K2010-05-122.02 Results of Operations and Financial Condition2.02 On May 12, 2010, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2010.d8k.htm
2010-03-268-K2010-03-262.02 Results of Operations and Financial Condition2.02 On March 26, 2010, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the year ended December 31, 2009.d8k.htm
2010-03-228-K2010-03-163.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 As previously disclosed in its Form 8-K filed on September 17, 2009, on September 16, 2009, Orange 21 Inc. (the “Company”) received a letter from Nasdaq indicating that the bid price of its common stock had closed below the $1.00 minimum bid price for 30 consecutive business days preceding the date of the letter, and as a result did not comply with Listing Rule 5550(a)(2) (the “Rule”).d8k.htm
2010-02-168-K2010-02-115.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On February 11, 2010, Jerry Collazo resigned as Chief Financial Officer of Orange 21 Inc. (the “Company”) to pursue other opportunities.d8k.htm