SPY INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-11-16: Form 8-K; Period of report 2009-11-16; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-09-17: Form 8-K; Period of report 2009-09-16; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2009-08-14: Form 8-K; Period of report 2009-08-14; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-07-31: Form 8-K; Period of report 2009-07-31; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-11-16 | 8-K | 2009-11-16 | 2.02 Results of Operations and Financial Condition | 2.02 On November 16, 2009, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2009. | d8k.htm |
| 2009-09-17 | 8-K | 2009-09-16 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 16, 2009, Orange 21 Inc. (the “Company”) received a letter from Nasdaq indicating that, for the last 30 consecutive business days preceding the date of the letter, the bid price of the Company’s common stock had closed below the $1.00 minimum bid price required for continued listing on the Nasdaq Capital Market under Marketplace Rule 5550(a)(2). | d8k.htm |
| 2009-08-14 | 8-K | 2009-08-14 | 2.02 Results of Operations and Financial Condition | 2.02 On August 14, 2009, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2009. | d8k.htm |
| 2009-07-31 | 8-K | 2009-07-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 31, 2009, Theodore Roth resigned from the Board of Directors (the “Board”) of Orange 21 Inc. (the “Company”). | d8k.htm |
| 2009-06-11 | 8-K | 2009-06-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 8, 2009, Orange 21 Inc. (the “Company”) appointed Erik Darby as its Vice-President, Sales. | d8k.htm |
| 2009-06-01 | 8-K | 2009-05-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 26, 2009, the Compensation Committee of the Board of Directors (the “Committee”) of Orange 21 Inc. (the “Company”) determined, in accordance with the terms of the Company’s 2004 Stock Incentive Plan, as amended, to reprice certain outstanding options held by A. Stone Douglass, the Company’s Chief Executive Officer and Chairman of the Board of Directors, and Jerry Collazo, the Company’s Chief Financial Officer. | d8k.htm |
| 2009-05-15 | 8-K | 2009-05-15 | 2.02 Results of Operations and Financial Condition | 2.02 On May 15, 2009, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2009. | d8k.htm |
| 2009-05-06 | 8-K | 2009-04-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d8k.htm |
| 2009-04-27 | 8-K | 2009-04-21 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 27, 2009, Orange 21 Inc. (the “Company”) announced that it is applying to transfer the listing of its common stock from the Nasdaq Global Market to the Nasdaq Capital Market. | d8k.htm |
| 2009-04-15 | 8-K | 2009-04-15 | 2.02 Results of Operations and Financial Condition | 2.02 On April 15, 2009, Orange 21 Inc. (the “Company”) issued a press release announcing its financial results for the year ended December 31, 2008. | d8k.htm |
| 2009-03-19 | 8-K | 2009-03-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 13, 2009, Orange 21 Inc. (the “Company”) temporarily reduced compensation for its U.S. employees, including its named executive officers, by ten percent (10%) for approximately the next three months (the “Reduction”). | d8k.htm |
| 2009-02-19 | 8-K | 2009-02-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 12, 2009, the Board of Directors (the “Board”) of Orange 21 Inc. (the “Company”) appointed Seth W. Hamot to the Board to fill the vacancy created by Mark Simo’s resignation. | d8k.htm |
| 2009-01-26 | 8-K | 2009-01-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 19, 2009, Orange 21 Inc. (the “Company”) entered into an Executive Employment Agreement (the “Agreement”) with A. Stone Douglass, the Company’s Chief Executive Officer. | d8k.htm |
| 2009-01-22 | 8-K | 2009-01-22 | 8.01 Other Events | 8.01 On January 22, 2009, Orange 21 Inc. (the “Company”) issued a press release announcing that it has commenced a subscription rights offering. | d8k.htm |