SPY INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-22: Reporting owner RANE DAVID; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-19: Reporting owner MCGINTY JIM; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-05: Reporting owner Geenen Fir; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-05: Reporting owner Chute John David; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 | RANE DAVID Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | no price filed | 2013-08-22 | |
| 2013-08-19 | MCGINTY JIM Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.25 exercise price | 2013-08-22 | |
| 2013-06-05 | Geenen Fir Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | Chute John David Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | CASARI HARRY L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | Andrews Gregory R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | Mitchell David R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | POUND JOHN Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | Roseman Stephen Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-06-05 | HAMOT SETH W Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.31 exercise price | 2013-06-07 | |
| 2013-03-05 | Marckx Michael Officer (CEO, PRESIDENT) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.46 exercise price | 2013-03-07 |