SPY INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-11: Reporting owner Sepanek Jim; Form 3; Security Stock Options; Transaction Holding.
- 2014-06-11: Reporting owner Sepanek Jim; Form 3; Security Stock Options; Transaction Holding.
- 2014-06-05: Reporting owner RANE DAVID; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-06-05: Reporting owner Chute John David; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-11 holding as of filing | Sepanek Jim Officer (Executive Vice President) | 3 | Stock Options Derivative · Direct | Holding | $1.40 exercise price | 2014-06-11 | ||
| 2014-06-11 holding as of filing | Sepanek Jim Officer (Executive Vice President) | 3 | Stock Options Derivative · Direct | Holding | $1.41 exercise price | 2014-06-11 | ||
| 2014-06-05 | RANE DAVID Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | Chute John David Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | Geenen Fir Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | Andrews Gregory R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | Roseman Stephen Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | POUND JOHN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | Mitchell David R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 | |
| 2014-06-05 | HAMOT SETH W Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.03 exercise price | 2014-06-10 |