SPY INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-29: Reporting owner COLLAZO JERRY; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-29: Reporting owner COLLAZO JERRY; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-13: Reporting owner ROTH THEODORE D; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-13: Reporting owner POUND JOHN; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-29 | COLLAZO JERRY Officer (Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.38 exercise price | 2008-05-22 | |
| 2007-08-29 | COLLAZO JERRY Officer (CFO and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.38 exercise price | 2007-08-31 | |
| 2007-06-13 | ROTH THEODORE D Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | POUND JOHN Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | Mitchell David R Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | Theodosakis Jeffrey Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | Theiss Greg Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | CASARI HARRY L Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.46 exercise price | 2007-07-13 | |
| 2007-06-13 | CASARI HARRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 | |
| 2007-06-13 | Mitchell David R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 | |
| 2007-06-13 | POUND JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 | |
| 2007-06-13 | ROTH THEODORE D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 | |
| 2007-06-13 | Theiss Greg Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 | |
| 2007-06-13 | Theodosakis Jeffrey Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.46 exercise price | 2007-06-15 |