SPY INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-10-18: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-09-06; Total offering amount $1,000,000.
- 2012-10-18: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-12-20; Total offering amount $7,000,000.
- 2011-08-15: Federal exemption Rule 506; Types of securities offered OptionToAcquire; Date of first sale 2011-04-11; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-10-18 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-09-06 | $1,000,000 | $1,000,000 | $0 | 1 |
| 2012-10-18 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-20 | $7,000,000 | $7,000,000 | $0 | 1 |
| 2011-08-15 | Rule 506 | OptionToAcquire | 2011-04-11 | Indefinite | $0 | Indefinite | 1 |