SPENDSMART NETWORKS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-13: Reporting owner BLECH ISAAC; Form 4; Security Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-11-13: Reporting owner BLECH ISAAC; Form 4; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-26: Reporting owner Miniccuci Alex; Form 4; Security Stock Warrant (Option to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-11-25: Reporting owner BLECH ISAAC; Form 4; Security Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-13 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $6.00 exercise price | 2015-11-17 | |
| 2015-11-13 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $6.00 exercise price | 2015-11-17 | |
| 2015-06-26 | Miniccuci Alex Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Warrant (Option to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,001 200,001 owned after | $0.75 exercise price | 2015-06-30 | |
| 2014-11-25 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,333 0 owned after | $7.20 exercise price | 2015-09-21 | |
| 2014-11-25 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,667 0 owned after | $6.30 exercise price | 2015-09-21 | |
| 2014-11-25 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −166,667 0 owned after | $7.67 exercise price | 2015-09-21 | |
| 2014-11-25 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −333,333 0 owned after | $6.45 exercise price | 2015-09-21 | |
| 2014-05-23 holding as of filing | RUBINSTEIN JEROLD H Director | 3 | Warrant Derivative · Direct | Holding | $2.00 exercise price | 2014-05-23 | ||
| 2014-03-14 | KOLENICK PATRICK Director | 4 | Common Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $1.10 exercise price | 2014-03-17 | |
| 2014-03-06 | Proto Joseph Director | 4 | Common Stock Purchase Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +222,132 0 owned after | $1.10 exercise price | 2014-03-11 | |
| 2014-03-06 | Sucoff Cary Director | 4 | Common Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 0 owned after | $1.10 exercise price | 2014-03-10 | |
| 2014-03-06 | Hernandez-Ellsworth William M. Director, Officer (President) | 4 | Common Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +26,668 0 owned after | $1.10 exercise price | 2014-03-10 | |
| 2012-08-10 holding as of filing | THOMPSON BRIAN J Director | 3 | Warrant Derivative · Direct | Holding | $0.43 exercise price | 2012-08-10 | ||
| 2012-08-08 holding as of filing | Itzler Jesse E Director | 3 | Warrant Derivative · Direct | Holding | $0.43 exercise price | 2012-08-08 | ||
| 2012-07-23 | KOLENICK PATRICK Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 1,752,000 owned after | $0.43 exercise price | 2012-08-06 | |
| 2012-07-23 | Proto Joseph Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 5,000,000 owned after | $0.43 exercise price | 2012-08-01 | |
| 2012-07-23 | BLECH ISAAC | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 28,912,500 owned after | $0.43 exercise price | 2012-08-01 | |
| 2012-06-20 holding as of filing | Proto Joseph Director | 3 | Warrant Derivative · Direct | Holding | $0.44 exercise price | 2012-06-20 | ||
| 2012-04-06 holding as of filing | DeSantis Robert J Director | 3 | Warrant Derivative · Direct | Holding | $0.40 exercise price | 2012-04-06 | ||
| 2011-11-01 | BLECH ISAAC Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.51 exercise price | 2011-11-04 | |
| 2011-09-21 holding as of filing | KOLENICK PATRICK Director | 3 | Warrant Derivative · Direct | Holding | $0.56 exercise price | 2011-09-21 | ||
| 2011-09-21 holding as of filing | KOLENICK PATRICK Director | 3 | Warrant Derivative · Direct | Holding | $0.60 exercise price | 2011-09-21 | ||
| 2011-09-21 holding as of filing | KOLENICK PATRICK Director | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2011-09-21 | ||
| 2011-09-21 holding as of filing | KOLENICK PATRICK Director | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2011-09-21 | ||
| 2011-09-21 holding as of filing | KOLENICK PATRICK Director | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2011-09-21 | ||
| 2011-08-04 | Shultz Jonathan Officer (Chief Financial Officer) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800,000 0 owned after | $0.42 exercise price | 2011-08-08 | |
| 2011-08-04 | BLECH ISAAC Director, 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 0 owned after | $0.42 exercise price | 2011-08-08 | |
| 2011-08-04 | Sandson Mark Director, Officer (Interim CEO) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,900,000 owned after | $0.42 | 2011-08-05 | |
| 2011-07-19 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.48 exercise price | 2011-07-21 | |
| 2011-07-19 | Sandson Mark Director, Officer (Chief Executive Officer) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 900,000 owned after | $0.48 | 2011-07-21 | |
| 2011-07-19 | Sucoff Cary Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,633,925 owned after | $0.48 | 2011-07-19 | |
| 2011-06-01 holding as of filing | Sucoff Cary Director | 3 | Warrant Derivative · Direct | Holding | $0.60 exercise price | 2011-06-01 | ||
| 2011-06-01 holding as of filing | Sucoff Cary Director | 3 | Warrant Derivative · Direct | Holding | $0.60 exercise price | 2011-06-01 | ||
| 2011-06-01 holding as of filing | Sucoff Cary Director | 3 | Warrant Derivative · Direct | Holding | $0.60 exercise price | 2011-06-01 | ||
| 2011-06-01 holding as of filing | Sucoff Cary Director | 3 | Warrant Derivative · Direct | Holding | $0.60 exercise price | 2011-06-01 | ||
| 2011-05-24 holding as of filing | BLECH ISAAC 10% Owner | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2011-05-24 | ||
| 2011-05-20 | BLECH ISAAC Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Trusts | P Open market or private purchase of non-derivative or derivative security | +12,500,000 0 owned after | $0.40 exercise price | 2011-05-24 | |
| 2011-01-19 | BLECH ISAAC 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +3,750,000 3,750,000 owned after | $0.40 exercise price | 2011-01-24 | |
| 2011-01-19 | BLECH ISAAC 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +1,875,000 1,875,000 owned after | $0.40 exercise price | 2011-01-20 | |
| 2010-12-01 holding as of filing | BLECH ISAAC 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2010-12-01 | ||
| 2010-12-01 holding as of filing | BLECH ISAAC 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2010-12-01 | ||
| 2010-08-20 | Sandson Mark L. Director | 4 | warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +350,000 500,000 owned after | $0.47 | 2010-08-20 | |
| 2009-09-25 | Sandson Mark Director | 4 | Common stock warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 250,000 owned after | $0.60 exercise price | 2009-09-28 | |
| 2009-03-27 holding as of filing | Sandson Mark Director | 3 | Common stock warrants Derivative · Direct | Holding | $2.45 exercise price | 2009-03-27 | ||
| 2009-03-25 | Sandson Mark Director | 4 | Common stock warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 150,000 owned after | $0.40 exercise price | 2009-03-27 |