SPENDSMART NETWORKS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-14: Reporting owner KOLENICK PATRICK; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-03-06: Reporting owner Proto Joseph; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-03-06: Reporting owner Sucoff Cary; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-03-06: Reporting owner Hernandez-Ellsworth William M.; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | KOLENICK PATRICK Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $0.75 exercise price | 2014-03-17 | |
| 2014-03-06 | Proto Joseph Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +55,533 55,533 owned after | $0.75 exercise price | 2014-03-11 | |
| 2014-03-06 | Sucoff Cary Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $0.75 exercise price | 2014-03-10 | |
| 2014-03-06 | Hernandez-Ellsworth William M. Director, Officer (President) | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,667 6,667 owned after | $0.75 exercise price | 2014-03-10 |