Speed Commerce, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-26: Reporting owner Lapp Diane D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-26: Reporting owner Thomas Ward; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-26: Reporting owner Willis Richard; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-04: Reporting owner Lapp Diane D; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-26 | Lapp Diane D Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,663 27,663 owned after | $0.00 | 2012-11-27 | |
| 2012-11-26 | Thomas Ward Officer (President of Distribution) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,290 29,290 owned after | $0.00 | 2012-11-27 | |
| 2012-11-26 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $0.00 | 2012-11-27 | |
| 2012-11-04 | Lapp Diane D Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $0.00 | 2012-11-14 | |
| 2012-11-03 | Lapp Diane D Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $0.00 | 2012-11-14 | |
| 2012-11-03 | Lapp Diane D Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,333 owned after | $0.00 | 2012-11-14 | |
| 2012-11-03 | Thomas Ward Officer (President of Distribution) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 16,666 owned after | $0.00 | 2012-11-14 | |
| 2012-09-15 | Thomas Ward Officer (President of Distribution) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 8,333 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 175,000 owned after | $0.00 | 2012-09-18 | |
| 2012-03-31 | Lapp Diane D Officer (Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.00 | 2012-04-02 |