Speed Commerce, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-13: Reporting owner Fleck Joyce A; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-13: Reporting owner Lapp Diane D; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-04: Reporting owner Lapp Diane D; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-04: Reporting owner Fleck Joyce A; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-13 | Fleck Joyce A Officer (President Navarre Distribution) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2011-11-14 | |
| 2011-11-13 | Lapp Diane D Officer (Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $0.00 | 2011-11-14 | |
| 2011-11-04 | Lapp Diane D Officer (Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $0.00 | 2011-11-07 | |
| 2011-11-04 | Fleck Joyce A Officer (President Navarre Distribution) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,333 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Lapp Diane D Officer (Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 1,667 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Lapp Diane D Officer (Interim CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Thomas Ward Officer (President Bus. Svcs. & Encore) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Fleck Joyce A Officer (President Navarre Distribution) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Fleck Joyce A Officer (President Navarre Distribution) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2011-11-07 | |
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2011-10-31 | ||
| 2011-10-28 | PORTER J REID Officer (COO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,833 0 owned after | $0.00 | 2011-10-31 | |
| 2011-10-28 | PORTER J REID Officer (COO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $0.00 | 2011-10-31 | |
| 2011-10-28 | PORTER J REID Officer (COO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.00 | 2011-10-31 | |
| 2011-10-28 | PORTER J REID Officer (COO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $0.00 | 2011-10-31 | |
| 2011-10-03 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $0.00 | 2011-10-04 | |
| 2011-09-15 | Thomas Ward Officer (President Bus. Svcs. & Dev.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 16,666 owned after | $0.00 | 2011-09-19 | |
| 2011-09-15 | PORTER J REID Officer (COO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 37,500 owned after | $0.00 | 2011-09-19 | |
| 2011-08-10 | PORTER J REID Officer (Interim CEO and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $0.00 | 2011-08-12 |