Speed Commerce, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-03: Reporting owner Lapp Diane D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-03: Reporting owner Thomas Ward; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-03: Reporting owner Fleck Joyce A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-31: Reporting owner Lapp Diane D; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | Lapp Diane D Officer (Interim CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.58 exercise price | 2011-11-07 | |
| 2011-11-03 | Thomas Ward Officer (President Bus. Svcs. & Encore) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.58 exercise price | 2011-11-07 | |
| 2011-11-03 | Fleck Joyce A Officer (President Navarre Distribution) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.58 exercise price | 2011-11-07 | |
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.95 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.41 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.69 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.08 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.12 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.78 exercise price | 2011-10-31 | ||
| 2011-10-31 holding as of filing | Lapp Diane D Officer (Interim CFO) | 3 | Stock Option(right to buy) Derivative · Direct | Holding | $4.59 exercise price | 2011-10-31 | ||
| 2011-09-15 | Willis Richard Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 475,000 owned after | $1.75 exercise price | 2011-09-19 | |
| 2011-08-26 | BENSON KEITH A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 2,000 owned after | $0.44 exercise price | 2011-08-30 | |
| 2011-04-01 | Willis Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | WEYL TOM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | Shisler Bradley J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | PAULSON ERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | IVERSON KATHLEEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | Green Frederick C IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | Gentz Timothy R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | Dalvey David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-04-01 | BENSON KEITH A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.90 exercise price | 2011-04-05 | |
| 2011-02-11 | Willis Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.95 exercise price | 2011-02-15 | |
| 2011-02-11 | Shisler Bradley J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.95 exercise price | 2011-02-15 |