Speed Commerce, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-28: Reporting owner BELL MICHAEL A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-02: Reporting owner DEACON CARY L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-02: Reporting owner TURNER JOHN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-02: Reporting owner PORTER J REID; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-28 | BELL MICHAEL A Officer (President Encore Software) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $1.33 exercise price | 2006-11-29 | |
| 2006-11-02 | DEACON CARY L Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | TURNER JOHN Officer (VP Global Logistics) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | PORTER J REID Officer (Exec. Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | Fukunaga Gen Officer (CEO and President - FUNimation) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | BURKE BRIAN Officer (President of NDS) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | BURKE BRIAN Officer (President of NDS) | 4 | Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-11-02 | BELL MICHAEL A Officer (President Encore Software) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2006-11-06 | |
| 2006-09-27 | BELL MICHAEL A Officer (President Encore Software) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $1.33 exercise price | 2006-09-28 | |
| 2006-09-19 | BURKE BRIAN Officer (President of NDS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $0.93 exercise price | 2006-09-21 | |
| 2006-09-14 | Hopp Deborah L Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.95 exercise price | 2006-09-18 | |
| 2006-08-04 | DEACON CARY L Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $1.34 exercise price | 2006-08-04 | |
| 2006-07-05 | BELL MICHAEL A Officer (President Encore Software) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $4.59 exercise price | 2006-07-06 | |
| 2006-04-03 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 0 owned after | $3.69 exercise price | 2006-04-04 | |
| 2006-04-03 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 0 owned after | $1.41 exercise price | 2006-04-04 | |
| 2006-04-03 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 1,200 owned after | $1.11 exercise price | 2006-04-04 | |
| 2006-04-03 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $1.73 exercise price | 2006-04-04 | |
| 2006-04-03 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 3,600 owned after | $2.00 exercise price | 2006-04-04 | |
| 2006-04-03 | SNOW MICHAEL L Director | 4 | Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $3.69 exercise price | 2006-04-04 | |
| 2006-04-01 | WILTZ DICKINSON G Director | 4 | Stock Option(right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $7.92 exercise price | 2006-04-04 | |
| 2006-04-01 | WEYL TOM Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | St Marie Richard Gary Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | SNOW MICHAEL L Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | SIPPL JAMES G Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | Gentz Timothy R Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | CHENEY CHARLES E Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-04-01 | BENSON KEITH A Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.29 exercise price | 2006-04-04 | |
| 2006-03-27 | SNOW MICHAEL L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $1.41 exercise price | 2007-03-28 | |
| 2006-01-12 | PAULSON ERIC H Director, Officer (CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $5.88 exercise price | 2006-01-13 |