SPECTRASCIENCE INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Common Stock Warrants (Right to Buy); Transaction Holding.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Common Stock Warrants (Right to Buy); Transaction Holding.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Warrant; Transaction Holding.
- 2013-07-15: Reporting owner McWilliams Mark; Form 4; Security Common Stock Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct · (m) | Holding | 985,000 owned after | $0.30 exercise price | 2013-09-11 | |
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · (m) | Holding | 523,078 owned after | $0.30 exercise price | 2013-09-11 | |
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Warrant Derivative · Direct · (m) | Holding | 50,000 owned after | $0.38 exercise price | 2013-09-11 | |
| 2013-07-15 | McWilliams Mark Director | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 91,853 owned after | $0.07 exercise price | 2013-07-17 | |
| 2011-03-01 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct · (m) | Holding | 985,000 owned after | $0.30 exercise price | 2011-03-01 | |
| 2011-03-01 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · (m) | Holding | 523,078 owned after | $0.30 exercise price | 2011-03-01 | |
| 2011-03-01 holding as of filing | Miller Sheldon L Director | 4 | Warrant Derivative · Direct · (m) | Holding | 50,000 owned after | $0.38 exercise price | 2011-03-01 | |
| 2011-02-11 holding as of filing | Miller Sheldon L Director | 5 | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.38 exercise price | 2011-02-11 | |
| 2011-01-05 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | Holding | 985,000 owned after | $0.30 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | Holding | 523,078 owned after | $0.30 exercise price | 2011-01-05 | |
| 2010-09-20 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | Holding | 985,000 owned after | $0.30 exercise price | 2010-09-20 | |
| 2010-09-20 holding as of filing | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | Holding | 523,078 owned after | $0.30 exercise price | 2010-09-20 | |
| 2010-06-18 | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +985,000 985,000 owned after | $0.30 exercise price | 2010-06-29 | |
| 2010-06-18 | Miller Sheldon L Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +523,078 523,078 owned after | $0.30 exercise price | 2010-06-29 | |
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 3 | Warrants Derivative · Direct | Holding | $0.50 exercise price | 2007-06-26 | ||
| 2007-06-18 | PAPPAJOHN JOHN Director | 4 | Warrants Derivative · Direct | G Bona fide gift | −231,250 0 owned after | $0.50 | 2007-06-26 |