SPECTRASCIENCE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-09-11: Reporting owner Miller Sheldon L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-07-17: Reporting owner McWilliams Mark; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 400,000 owned after | $0.24 exercise price | 2013-09-11 | |
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 100,000 owned after | $0.11 exercise price | 2013-09-11 | |
| 2013-09-11 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 100,000 owned after | $0.06 exercise price | 2013-09-11 | |
| 2013-07-17 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.15 exercise price | 2013-07-17 | |
| 2013-07-17 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500,000 owned after | $0.11 exercise price | 2013-07-17 | |
| 2013-07-17 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $0.06 exercise price | 2013-07-17 | |
| 2012-09-19 | Oliver Michael P Officer (President & CEO) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,366,667 2,366,667 owned after | $0.12 exercise price | 2013-02-04 | |
| 2012-09-19 | Dorst James W Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +916,667 916,667 owned after | $0.12 exercise price | 2013-02-04 | |
| 2011-12-16 | Townsen F. Duwaine Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2012-02-14 | |
| 2011-12-16 | Miller Sheldon L Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2012-02-14 | |
| 2011-12-16 | McWilliams Mark Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2012-02-14 | |
| 2011-12-16 | Sievert Chet Jr Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2012-02-14 | |
| 2011-12-16 | PAPPELBAUM STANLEY J Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2012-02-14 | |
| 2011-08-15 holding as of filing | Oliver Michael P Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,300,000 owned after | $0.15 exercise price | 2011-08-15 | |
| 2011-03-08 holding as of filing | Sievert Chet Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | $0.15 exercise price | 2011-03-08 | |
| 2011-03-01 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 400,000 owned after | $0.24 exercise price | 2011-03-01 | |
| 2011-03-01 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.15 exercise price | 2011-03-01 | |
| 2011-02-25 | Townsen F. Duwaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −133,333 0 owned after | $0.27 exercise price | 2011-03-15 | |
| 2011-02-25 | Townsen F. Duwaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −133,333 0 owned after | $0.27 exercise price | 2011-03-15 | |
| 2011-02-25 | Townsen F. Duwaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −133,334 0 owned after | $0.27 exercise price | 2011-03-15 | |
| 2011-02-25 | Townsen F. Duwaine Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.11 exercise price | 2011-03-15 | |
| 2011-02-25 | Sievert Chet Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.38 exercise price | 2011-03-08 | |
| 2011-02-25 | Sievert Chet Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.11 exercise price | 2011-03-08 | |
| 2011-02-25 | Miller Sheldon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.11 exercise price | 2011-03-01 | |
| 2011-02-25 | PAPPELBAUM STANLEY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $1.09 exercise price | 2011-03-01 | |
| 2011-02-25 | PAPPELBAUM STANLEY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.38 exercise price | 2011-03-01 | |
| 2011-02-25 | PAPPELBAUM STANLEY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $0.11 exercise price | 2011-03-01 | |
| 2011-02-25 | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.38 exercise price | 2011-03-01 | |
| 2011-02-25 | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.11 exercise price | 2011-03-01 | |
| 2011-02-15 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.15 exercise price | 2011-02-15 | |
| 2011-01-05 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 400,000 owned after | $0.24 exercise price | 2011-01-05 | |
| 2010-12-29 holding as of filing | Dorst James W Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.24 exercise price | 2010-12-29 | |
| 2010-12-17 | Oliver Michael P Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300,000 3,300,000 owned after | $0.15 exercise price | 2011-08-01 | |
| 2010-12-17 | Oliver Michael P Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300,000 3,300,000 owned after | $0.15 exercise price | 2010-12-29 | |
| 2010-12-17 | Dorst James W Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.15 exercise price | 2010-12-29 | |
| 2010-09-20 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 400,000 owned after | $0.24 exercise price | 2010-09-20 | |
| 2010-08-05 holding as of filing | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.15 exercise price | 2010-08-05 | |
| 2010-08-03 holding as of filing | Sievert Chet Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | $0.15 exercise price | 2010-08-03 | |
| 2010-06-29 holding as of filing | Miller Sheldon L Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 400,000 owned after | $0.24 exercise price | 2010-06-29 | |
| 2010-06-02 holding as of filing | Dorst James W Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $0.90 exercise price | 2010-06-02 | |
| 2010-05-21 | Miller Sheldon L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.24 exercise price | 2010-06-04 | |
| 2010-05-21 | Dorst James W Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.24 exercise price | 2010-06-02 | |
| 2009-08-31 holding as of filing | Townsen F. Duwaine Director | 3 | Options Derivative · Direct | Holding | $0.27 exercise price | 2009-08-31 | ||
| 2009-08-31 holding as of filing | Townsen F. Duwaine Director | 3 | Options Derivative · Direct | Holding | $0.27 exercise price | 2009-08-31 | ||
| 2009-08-31 holding as of filing | Townsen F. Duwaine Director | 3 | Options Derivative · Direct | Holding | $0.27 exercise price | 2009-08-31 | ||
| 2008-11-07 | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.38 exercise price | 2011-02-15 | |
| 2008-11-07 | PAPPELBAUM STANLEY J Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.38 exercise price | 2011-02-15 | |
| 2008-11-07 | McWilliams Mark Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.38 exercise price | 2010-08-05 | |
| 2008-11-07 | Sievert Chet Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.38 exercise price | 2010-08-03 | |
| 2007-12-18 holding as of filing | Dorst James W Officer (VP of Finance and CFO) | 3 | Options Derivative · Direct | Holding | $0.90 exercise price | 2007-12-18 | ||
| 2007-12-18 holding as of filing | Dorst James W Officer (VP of Finance and CFO) | 3 | Options Derivative · Direct | Holding | $0.90 exercise price | 2007-12-18 | ||
| 2007-12-18 holding as of filing | Dorst James W Officer (VP of Finance and CFO) | 3 | Options Derivative · Direct | Holding | $0.90 exercise price | 2007-12-18 | ||
| 2007-09-27 holding as of filing | Thompson Tommy G Director | 3 | Options Derivative · Direct | Holding | $0.75 exercise price | 2007-09-27 | ||
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 3 | Options Derivative · Direct | Holding | $1.10 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 3 | Options Derivative · Direct | Holding | $1.10 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 3 | Options Derivative · Direct | Holding | $1.10 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 4 | Options Derivative · Direct | Holding | 133,133 owned after | $1.10 exercise price | 2007-06-26 | |
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 4 | Options Derivative · Direct | Holding | 133,133 owned after | $1.10 exercise price | 2007-06-26 | |
| 2007-06-26 holding as of filing | PAPPAJOHN JOHN Director | 4 | Options Derivative · Direct | Holding | 133,334 owned after | $1.10 exercise price | 2007-06-26 | |
| 2006-07-20 holding as of filing | PAPPELBAUM STANLEY J Director | 3 | Option Derivative · Direct | Holding | $1.09 exercise price | 2006-07-20 |