Spansion Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-02: Reporting owner WEATHERFORD CLIFTON THOMAS; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-02: Reporting owner BARNES KEITH; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-02: Reporting owner Geyer Hans; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-02: Reporting owner SHAH AJAY B; Form 4; Security Stock Option award (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $12.40 exercise price | 2012-04-06 | |
| 2012-04-02 | BARNES KEITH Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-04-02 | Geyer Hans Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-04-02 | SHAH AJAY B Director | 4 | Stock Option award (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-04-02 | MITCHELL WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-04-02 | Mercadante Paul Director | 4 | Stock Option award (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-04-02 | BINGHAM H RAYMOND Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $12.40 exercise price | 2012-04-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 25,000 owned after | $11.50 exercise price | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 56,000 owned after | $11.50 exercise price | 2013-02-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $10.03 exercise price | 2012-02-02 | |
| 2012-01-31 | Griffin Scot Officer (SVP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $10.03 exercise price | 2012-02-02 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 275,000 owned after | $10.03 exercise price | 2012-02-02 | |
| 2012-01-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 700,000 owned after | $10.03 exercise price | 2012-02-02 |