Spansion Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-18: Reporting owner LEGENHAUSEN JAY A; Form 3/A; Security Stock Option (right to buy); Transaction Holding.
- 2011-11-18: Reporting owner Griffin Scot; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2011-08-12: Reporting owner NAWAZ AHMED; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-11: Reporting owner BARNES KEITH; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-18 holding as of filing | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $18.51 exercise price | 2011-11-18 | ||
| 2011-11-18 holding as of filing | Griffin Scot Officer (SVP, General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.51 exercise price | 2011-11-18 | ||
| 2011-08-12 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,982 125,629 owned after | $10.51 exercise price | 2011-08-16 | |
| 2011-08-11 | BARNES KEITH Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $14.97 exercise price | 2011-08-15 | |
| 2011-07-11 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,257 320,546 owned after | $10.51 exercise price | 2011-07-13 | |
| 2011-07-11 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,982 131,611 owned after | $10.51 exercise price | 2011-07-12 | |
| 2011-07-01 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 327,803 owned after | $10.51 exercise price | 2011-07-06 | |
| 2011-06-10 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,982 137,593 owned after | $10.51 exercise price | 2011-06-14 | |
| 2011-05-31 | MITCHELL WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $20.03 exercise price | 2011-06-06 | |
| 2011-05-12 | REID JAMES P Officer (EVP, Sales and Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,657 149,067 owned after | $10.51 exercise price | 2011-05-13 | |
| 2011-05-11 | REID JAMES P Officer (EVP, Sales and Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,436 153,724 owned after | $10.51 exercise price | 2011-05-13 | |
| 2011-05-11 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,040 143,575 owned after | $10.51 exercise price | 2011-05-12 | |
| 2011-05-10 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,747 195,615 owned after | $10.51 exercise price | 2011-05-12 | |
| 2011-05-10 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,500 347,803 owned after | $10.51 exercise price | 2011-05-12 | |
| 2011-05-10 | REID JAMES P Officer (EVP, Sales and Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,440 204,160 owned after | $10.51 exercise price | 2011-05-11 | |
| 2011-04-01 | SHAH AJAY B Director | 4 | Stock Option award (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-04-01 | Mercadante Paul Director | 4 | Stock Option award (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-04-01 | BINGHAM H RAYMOND Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-04-01 | DAVIS EUGENE I Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-04-01 | Geyer Hans Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-04-01 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $18.23 exercise price | 2011-04-05 | |
| 2011-01-31 | NAWAZ AHMED Officer (EVP, Wireless Solutions Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −45,000 45,000 owned after | $19.88 exercise price | 2011-02-02 | |
| 2011-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $19.88 exercise price | 2011-02-02 | |
| 2011-01-31 | REID JAMES P Officer (EVP, Sales and Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,000 82,000 owned after | $19.88 exercise price | 2011-02-02 | |
| 2011-01-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −525,000 525,000 owned after | $19.88 exercise price | 2011-02-02 |