SOUPMAN, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-19: Reporting owner Freedman Jeffrey; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-18: Reporting owner WealthColony SPV II, L.P. | WealthColony Management Group, LLC; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-16: Reporting owner WealthColony SPV II, L.P. | WealthColony Management Group, LLC; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-16: Reporting owner Freedman Jeffrey; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-19 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | P Open market or private purchase of non-derivative or derivative security | −125,000 5,906,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-18 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −125,000 5,906,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-16 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −5,781,373 5,781,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-16 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | P Open market or private purchase of non-derivative or derivative security | −5,781,373 5,781,373 owned after | $0.02 | 2017-06-30 |