SOUPMAN, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-19: Reporting owner Freedman Jeffrey; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-18: Reporting owner WealthColony SPV II, L.P. | WealthColony Management Group, LLC; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-16: Reporting owner WealthColony SPV II, L.P. | WealthColony Management Group, LLC; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-06-16: Reporting owner Freedman Jeffrey; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-19 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | P Open market or private purchase of non-derivative or derivative security | −125,000 5,906,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-18 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −125,000 5,906,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-16 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −5,781,373 5,781,373 owned after | $0.02 | 2017-06-30 | |
| 2017-06-16 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | P Open market or private purchase of non-derivative or derivative security | −5,781,373 5,781,373 owned after | $0.02 | 2017-06-30 | |
| 2016-07-05 holding as of filing | Hagan Joseph William SR 10% Owner | 3 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | Holding | $0.20 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | Hagan Joseph William SR 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | Holding | $0.02 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | Freedman Jeffrey 10% Owner | 3 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By: WealthColony SPV II,L.P. | Holding | $0.20 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | Freedman Jeffrey 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By: WealthColony SPV II,L.P. | Holding | $0.02 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Purchase Warrant Derivative · Direct | Holding | $0.20 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | $0.02 exercise price | 2016-07-05 | ||
| 2016-06-18 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −655,000 0 owned after | $0.20 | 2016-07-05 | |
| 2016-06-18 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −655,000 0 owned after | $0.20 | 2016-07-05 | |
| 2016-06-18 | WealthColony Management Group, LLC | WealthColony SPV II, L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −655,000 0 owned after | $0.20 | 2016-07-05 | |
| 2016-06-10 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 655,000 owned after | $0.20 | 2016-07-05 | |
| 2016-06-10 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 655,000 owned after | $0.20 | 2016-07-05 | |
| 2016-06-10 | WealthColony Management Group, LLC | WealthColony SPV II, L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 655,000 owned after | $0.20 | 2016-07-05 | |
| 2016-04-11 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,930,080 1,445,360 owned after | $0.20 | 2016-07-05 | |
| 2016-04-11 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,930,080 1,445,360 owned after | $0.20 | 2016-07-05 | |
| 2016-04-11 | WealthColony Management Group, LLC | WealthColony SPV II, L.P. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,500,440 1,875,000 owned after | $0.20 | 2016-07-05 | |
| 2015-12-19 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −655,000 2,374,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-19 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +655,000 6,375,440 owned after | $0.20 | 2016-07-05 | |
| 2015-12-19 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −655,000 2,374,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-19 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +655,000 6,375,440 owned after | $0.20 | 2016-07-05 | |
| 2015-12-19 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −655,000 2,374,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-19 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +655,000 6,375,440 owned after | $0.20 | 2016-07-05 | |
| 2015-12-10 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 3,029,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-10 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +1,220,000 5,720,440 owned after | $0.20 | 2016-07-05 | |
| 2015-12-10 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 3,029,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-10 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +1,220,000 5,720,440 owned after | $0.20 | 2016-07-05 | |
| 2015-12-10 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,220,000 3,029,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-12-10 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,220,000 5,720,440 owned after | $0.20 | 2016-07-05 | |
| 2015-11-13 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −544,000 4,249,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-11-13 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +544,000 4,500,440 owned after | $0.20 | 2016-07-05 | |
| 2015-11-13 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −544,000 4,249,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-11-13 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +544,000 4,500,440 owned after | $0.20 | 2016-07-05 | |
| 2015-11-13 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −544,000 4,249,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-11-13 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +544,000 4,500,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-25 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −670,000 4,793,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-25 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +670,000 3,956,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-25 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −670,000 4,793,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-25 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +670,000 3,956,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-25 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −670,000 4,793,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-25 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +670,000 3,956,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-18 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −340,000 5,463,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-18 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +340,000 3,286,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-18 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −340,000 5,463,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-18 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +340,000 3,286,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-18 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −340,000 5,463,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-18 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +340,000 3,286,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-09 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | −120,000 5,803,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-09 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By WealthColony SPV II, L.P. | X Exercise of in-the-money or at-the-money derivative security | +120,000 2,946,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-09 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | −120,000 5,803,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-09 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Seefootnote2 | X Exercise of in-the-money or at-the-money derivative security | +120,000 2,946,440 owned after | $0.20 | 2016-07-05 | |
| 2015-09-09 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −120,000 5,803,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-09-09 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +120,000 2,946,440 owned after | $0.20 | 2016-07-05 | |
| 2015-07-28 holding as of filing | BELLER RANDY SCOTT /BD Director | 3 | Convertible Preferred Series B Non-derivative · Indirect · IRA | Holding | 125,000 owned after | no price filed | 2015-07-28 | |
| 2015-07-17 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −250,000 5,923,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-07-17 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +250,000 2,826,440 owned after | $0.20 | 2016-07-05 | |
| 2015-07-17 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −250,000 5,923,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-07-17 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +250,000 2,826,440 owned after | $0.20 | 2016-07-05 | |
| 2015-07-17 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −250,000 5,923,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-07-17 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +250,000 2,826,440 owned after | $0.20 | 2016-07-05 | |
| 2015-06-25 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −164,400 6,173,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-06-25 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +164,400 2,576,440 owned after | $0.20 | 2016-07-05 | |
| 2015-06-25 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −164,400 6,173,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-06-25 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +164,400 2,576,440 owned after | $0.20 | 2016-07-05 | |
| 2015-06-25 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −164,400 6,173,560 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-06-25 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +164,400 2,576,440 owned after | $0.20 | 2016-07-05 | |
| 2015-03-13 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −680,000 6,337,960 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-03-13 | Hagan Joseph William SR 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +680,000 2,412,040 owned after | $0.20 | 2016-07-05 | |
| 2015-03-13 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −680,000 6,337,960 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-03-13 | Freedman Jeffrey 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +680,000 2,412,040 owned after | $0.20 | 2016-07-05 | |
| 2015-03-13 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −680,000 6,337,960 owned after | $0.20 exercise price | 2016-07-05 | |
| 2015-03-13 | WealthColony SPV II, L.P. | WealthColony Management Group, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +680,000 2,412,040 owned after | $0.20 | 2016-07-05 | |
| 2013-08-26 holding as of filing | Crane Ronald Lawrence Director | 3 | Preferred Stock Derivative · Direct | Holding | no price filed | 2013-08-26 | ||
| 2010-12-22 holding as of filing | Rametta Seb 10% Owner | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-12-22 | ||
| 2010-12-21 holding as of filing | Bertrand Robert Officer (President and CFO) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-12-21 | ||
| 2010-12-21 holding as of filing | Rametta Seb 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-12-21 |