SOUNDBITE COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-18: Reporting owner GEARY WILLIAM JOHN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner Smith Jill D.; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-25: Reporting owner Weismann Rodger; Form 3; Security Non-qualified stock option (right to buy); Transaction Holding.
- 2012-05-16: Reporting owner Weismann Rodger; Form 5; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-18 | GEARY WILLIAM JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $2.32 | 2012-10-22 | |
| 2012-07-26 | Smith Jill D. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $2.43 | 2012-08-01 | |
| 2012-05-25 holding as of filing | Weismann Rodger Director | 3 | Non-qualified stock option (right to buy) Derivative · Direct | Holding | $2.40 exercise price | 2012-05-25 | ||
| 2012-05-16 | Weismann Rodger Director | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 0 owned after | $2.40 | 2012-10-26 | |
| 2012-05-16 | Goldstein James A Director, 10% Owner | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $2.40 | 2012-05-18 | |
| 2012-05-16 | PERREAULT JUSTIN J Director, 10% Owner | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $2.40 | 2012-05-18 | |
| 2012-05-16 | Lobo Vernon F Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 58,000 owned after | $2.40 | 2012-05-18 | |
| 2012-05-16 | RUDDEN EILEEN Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 81,500 owned after | $2.40 | 2012-05-18 | |
| 2012-05-16 | GILER ERIC R Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 106,020 owned after | $2.40 | 2012-05-18 | |
| 2012-04-07 | Segall Timothy R Officer (Chief Technology Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,550 46,550 owned after | $2.30 exercise price | 2012-04-10 | |
| 2012-04-07 | Segall Timothy R Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,450 3,450 owned after | $2.30 exercise price | 2012-04-10 | |
| 2012-04-07 | LEAHY ROBERT C Officer (COO and CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,244 43,244 owned after | $2.30 exercise price | 2012-04-10 | |
| 2012-04-07 | LEAHY ROBERT C Officer (COO and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,756 6,756 owned after | $2.30 exercise price | 2012-04-10 | |
| 2012-04-07 | Friedman Mark D Officer (Chief Mkting and Bus Dev Offcr) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.30 exercise price | 2012-04-10 | |
| 2012-03-19 | Milton James A Officer (President & CEO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,125 28,125 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | Milton James A Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,875 21,875 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | Segall Timothy R Officer (Chief Technology Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,936 27,936 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | Segall Timothy R Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,064 7,064 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | LEAHY ROBERT C Officer (COO and CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,667 34,667 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | LEAHY ROBERT C Officer (COO and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,333 15,333 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | Friedman Mark D Officer (Chief Mkting and Bus Dev Offcr) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,327 28,327 owned after | $3.05 exercise price | 2012-03-26 | |
| 2012-03-19 | Friedman Mark D Officer (Chief Mkting and Bus Dev Offcr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,673 6,673 owned after | $3.05 exercise price | 2012-03-26 |