SOUNDBITE COMMUNICATIONS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-06: Reporting owner Mosaic Venture Partners II Limited Partnership; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner Mosaic Venture Partners II Limited Partnership; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner Mosaic Venture Partners II Limited Partnership; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner Mosaic Venture Partners II Limited Partnership; Form 4; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-06 | Mosaic Venture Partners II Limited Partnership 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,000,000 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Mosaic Venture Partners II Limited Partnership 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,022,934 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Mosaic Venture Partners II Limited Partnership 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,102,564 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Mosaic Venture Partners II Limited Partnership 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,606,914 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | PERREAULT JUSTIN J Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures III, L.P. | C Conversion of derivative security | −9,176,771 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | PERREAULT JUSTIN J Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By CCV III Associates, L.P. | C Conversion of derivative security | −419,350 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lobo Vernon F Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | C Conversion of derivative security | −1,000,000 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lobo Vernon F Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | C Conversion of derivative security | −2,022,934 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lobo Vernon F Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | C Conversion of derivative security | −4,102,564 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lobo Vernon F Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | C Conversion of derivative security | −1,606,914 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | C Conversion of derivative security | −677,050 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | C Conversion of derivative security | −322,950 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | C Conversion of derivative security | −2,741,938 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | C Conversion of derivative security | −1,303,931 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | C Conversion of derivative security | −9,457,873 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | C Conversion of derivative security | −4,490,847 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | C Conversion of derivative security | −2,460,707 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Goldstein James A Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | C Conversion of derivative security | −1,166,627 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −677,050 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −322,950 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,741,938 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,303,931 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,457,873 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,490,847 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,460,707 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NBVM GP, LLC | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV B LP | North Bridge Venture Management IV, L.P. | ANDERSON EDWARD T | NORTH BRIDGE VENTURE PARTNERS IV A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,166,627 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | DOUGHERTY KEVIN J | Healer Harry | VCFNE IV Partners LLC | VENTURE CAPITAL FUND OF NEW ENGLAND IV LP | Novotny Carl H | Penman Gordon R | Stewart Edward J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,311,926 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | DOUGHERTY KEVIN J | Healer Harry | VCFNE IV Partners LLC | VENTURE CAPITAL FUND OF NEW ENGLAND IV LP | Novotny Carl H | Penman Gordon R | Stewart Edward J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,461,537 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | COMMONWEALTH CAPITAL VENTURES III LP | CCV III ASSOCIATES LP | Commonwealth Venture Partners III LP | Hurst Jeffrey M | Fitzgerald Michael T | McCormack R Stephen Jr 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,176,771 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | COMMONWEALTH CAPITAL VENTURES III LP | CCV III ASSOCIATES LP | Commonwealth Venture Partners III LP | Hurst Jeffrey M | Fitzgerald Michael T | McCormack R Stephen Jr 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −419,350 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-01 holding as of filing | Mosaic Venture Partners II Limited Partnership 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Mosaic Venture Partners II Limited Partnership 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Mosaic Venture Partners II Limited Partnership 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Mosaic Venture Partners II Limited Partnership 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | ANDERSON EDWARD T | DAMORE RICHARD A | NORTH BRIDGE VENTURE PARTNERS IV A LP | NORTH BRIDGE VENTURE PARTNERS IV B LP | NBVM GP, LLC | North Bridge Venture Management IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Lobo Vernon F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Lobo Vernon F Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Lobo Vernon F Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Lobo Vernon F Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Mosaic Venture Partners II, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Stewart Edward J | Healer Harry | DOUGHERTY KEVIN J | VENTURE CAPITAL FUND OF NEW ENGLAND IV LP | VCFNE IV Partners LLC | Penman Gordon R | Novotny Carl H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Stewart Edward J | Healer Harry | DOUGHERTY KEVIN J | VENTURE CAPITAL FUND OF NEW ENGLAND IV LP | VCFNE IV Partners LLC | Penman Gordon R | Novotny Carl H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | PERREAULT JUSTIN J Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | PERREAULT JUSTIN J Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By CCV III Associates, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Goldstein James A Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By North Bridge Venture Partners IV-B, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Commonwealth Venture Partners III LP | CCV III ASSOCIATES LP | Hurst Jeffrey M | COMMONWEALTH CAPITAL VENTURES III LP | McCormack R Stephen Jr | Fitzgerald Michael T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Commonwealth Venture Partners III LP | CCV III ASSOCIATES LP | Hurst Jeffrey M | COMMONWEALTH CAPITAL VENTURES III LP | McCormack R Stephen Jr | Fitzgerald Michael T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 |