Sotheby's Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-12-14: Form 8-K; Period of report 2018-12-14; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2018-12-03: Form 8-K; Period of report 2018-12-03; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 5.02.
- 2018-11-26: Form 8-K; Period of report 2018-11-26; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2018-11-01: Form 8-K; Period of report 2018-11-01; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-12-14 | 8-K | 2018-12-14 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On December 13, 2018, Sotheby’s entered into a Master Confirmation (the “Master Confirmation”) and a Supplemental Confirmation thereto (together with the Master Confirmation, the “Confirmations”) for an accelerated share repurchase (the "ASR") program with JPMorgan Chase, National Association ("JPMorgan Chase") to repurchase Sotheby’s common stock as part of Sotheby’s existing share repurchase program. 8.01 On December 14, 2018, Sotheby's issued a press release announcing the repurchase of shares under an accelerated share repurchase program. | a8-k_bidxdecemberasr.htm |
| 2018-12-03 | 8-K | 2018-12-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On December 3, 2018, Sotheby’s (the “Company”) announced that the Company is eliminating its Chief Operating Officer role and implementing related organizational changes. 7.01 On December 3, 2018, the Company issued a press release announcing its organizational changes. | a8-k_bidxitem5x02xcoo.htm |
| 2018-11-26 | 8-K | 2018-11-26 | 7.01 Regulation FD Disclosure | 7.01 On November 26, 2018, the Board of Directors of Sotheby’s approved a $100 million increase to the Company’s share repurchase authorization. | a8-k_bidxitem7x01xnovember.htm |
| 2018-11-01 | 8-K | 2018-11-01 | 2.02 Results of Operations and Financial Condition | 2.02 On November 1, 2018, Sotheby's (the "Registrant") issued a press release discussing its results of operations for the three and nine months ended September 30, 2018. | a8-k_bidxearningsreleasex9.htm |
| 2018-10-22 | 8-K | 2018-10-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 18, 2018, 1334 York, LLC as borrower (the “Borrower”) and Sotheby’s as guarantor entered into a letter agreement (the "Letter Agreement") with HSBC Bank USA, National Association, (“HSBC”) in its capacity as administrative agent (“Agent”), which modified the Loan Agreement (as defined below). | a8-k_item101xmortgageamend.htm |
| 2018-09-12 | 8-K | 2018-09-12 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On September 11, 2018, Sotheby’s entered into a Master Confirmation (the “Confirmation”) for an accelerated share repurchase ("ASR") program with HSBC to repurchase Sotheby’s common stock as part of Sotheby’s existing share repurchase program. 8.01 On September 12, 2018, Sotheby's issued a press release announcing the repurchase of shares under an accelerated share repurchase program. | a8-k_bidxrepurchasex9122018.htm |
| 2018-08-29 | 8-K | 2018-08-29 | 7.01 Regulation FD Disclosure | a8-k_bidxregfdx82918.htm | |
| 2018-08-06 | 8-K | 2018-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 6, 2018, Sotheby's (the "Registrant") issued a press release discussing its results of operations for the three and six months ended June 30, 2018. | a8-k_bidxearningsx6302018.htm |
| 2018-07-02 | 8-K | 2018-07-02 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Sotheby’s and certain of its wholly-owned subsidiaries (collectively, “Sotheby’s”) were party to certain credit agreements with an international syndicate of lenders (collectively, the “Previous Credit Agreements”) that, among other things, provided for dedicated revolving credit facilities for the Agency segment (the “Agency Credit Facility”) and Sotheby’s Financial Services (“SFS”) (the “SFS Credit Facility”). 2.03 The disclosure set forth in Item 1.01 above is incorporated herein by reference. | a8kbidcreditagreement2018.htm |
| 2018-05-04 | 8-K | 2018-05-04 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Sotheby’s (the "Company") held its 2018 Annual Meeting of the Stockholders on May 3, 2018 (the “Meeting”). | a8-k_shareholdervotexmay2018.htm |
| 2018-05-03 | 8-K | 2018-05-03 | 2.02 Results of Operations and Financial Condition | 2.02 On May 3, 2018, Sotheby's (the "Registrant") issued a press release discussing its results of operations for the three months ended March 31, 2018. | a8-k_bidxearningx3312018.htm |
| 2018-03-27 | 8-K | 2018-03-27 | 8.01 Other Events | 8.01 On March 27, 2018, Sotheby’s issued a press release announcing that it has granted restricted stock units to all of its eligible employees. | a8-k_bidx801release.htm |
| 2018-03-14 | 8-K | 2018-03-14 | 8.01 Other Events | 8.01 Sotheby's has adopted a Rule 10b5-1 plan for the purpose of repurchasing shares of its Common Stock. | a8-k_bidxitem8x01xrule10b5.htm |
| 2018-03-06 | 8-K | 2018-03-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Olivier Reza, a director of the Company, informed the Company that he will not stand for re-election at the Company's 2018 Annual Meeting. | a8-k_bidx502reza.htm |
| 2018-03-01 | 8-K | 2018-03-01 | 2.02 Results of Operations and Financial Condition | 2.02 On March 1, 2018, Sotheby's (the "Registrant") issued a press release discussing its results of operations for the fourth quarter and full year ended December 31, 2017. | a8-k_bidxearningx12312017.htm |
| 2018-02-13 | 8-K | 2018-02-13 | 8.01 Other Events | 8.01 On February 13, 2018, Sotheby’s (the "Registrant") issued a press release announcing that it has acquired Viyet. | a8-k_bidxviyet.htm |
| 2018-01-25 | 8-K | 2018-01-25 | 8.01 Other Events | 8.01 On January 25, 2018, Sotheby’s (the "Registrant") issued a press release announcing that it has enhanced its data capabilities, including through the acquisition of Thread Genius. | a8-k_bidx801threadgenius.htm |