Sotheby's Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-12-24: Form 8-K; Period of report 2013-12-19; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2013-11-12: Form 8-K; Period of report 2013-11-11; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-10-15: Form 8-K; Period of report 2013-10-15; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2013-10-04: Form 8-K; Period of report 2013-10-04; Description 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-12-24 | 8-K | 2013-12-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 19, 2013 and December 20, 2013, Sotheby’s, a Delaware corporation, or a subsidiary (collectively, the “Company”), entered into amendments or renewals of existing compensatory agreements with William F. Ruprecht, Chairman of the Board, President and Chief Executive Officer; Bruno Vinciguerra, Executive Vice President and Chief Operating Officer; Patrick S. McClymont, Executive Vice President and Chief Financial Officer; Kevin Ching, Chief Executive Officer, Sotheby’s Asia; and Mitchell Zuckerman, Executive Vice President, Global Auction Transactions. | d648061d8k.htm |
| 2013-11-12 | 8-K | 2013-11-11 | 2.02 Results of Operations and Financial Condition | 2.02 On November 11, 2013, the Company issued a press release discussing its results of operations for the three and nine months ended September 30, 2013. | a8-k_bidxearningsrelease93.htm |
| 2013-10-15 | 8-K | 2013-10-15 | 7.01 Regulation FD Disclosure | 7.01 http://investor.shareholder.com/bid/events.cfm. | a8k-investorpresentationxi.htm |
| 2013-10-04 | 8-K | 2013-10-04 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 3.03 On October 4, 2013, the Board of Directors of Sotheby’s (the “Company”), a Delaware corporation, declared a dividend of one preferred share purchase right (a “Right”) for each outstanding share of common stock, par value $0.01 per share and adopted a stockholder rights plan, as set forth in the Rights Agreement dated as of October 4, 2013 (the “Rights Agreement”), by and between the Company and Computershare Inc., as rights agent. 5.03 In connection with the adoption of the Rights Agreement referenced in Item 3.03 above, the Board of Directors approved the Certificate of Designations establishing the Preferred Shares and the rights, preferences and privileges thereof. | form8-k.htm |
| 2013-10-04 | 8-K | 2013-10-04 | 8.01 Other Events | 8.01 On October 4, 2013, Sotheby’s (the “Company”) announced that its Board of Directors adopted a shareholder rights plan and declared a dividend distribution of one preferred share purchase right on each outstanding share of the Company’s common stock and issued a press release relating to such events, a copy of which is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference. | form8-k.htm |
| 2013-09-23 | 8-K | 2013-09-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On September 23, 2013, Sotheby's (the “Company”) announced that as of September 20, 2013 William S. Sheridan has ceased to serve as Executive Vice President and Chief Financial Officer of the Company. 8.01 On September 23, 2013, the Company issued a press release announcing the appointment of Mr. McClymont and the departure of Mr. Sheridan as Chief Financial Officer of the Company. | a8-k_cfoxseptember232013.htm |
| 2013-09-11 | 8-K | 2013-09-11 | 8.01 Other Events | 8.01 On September 11, 2013, Sotheby's (the “Company”) issued a press release announcing that the Board of Directors is conducting a thorough review of the Company's capital allocation and financial policies as part of the Company's ongoing commitment to deliver exceptional shareholder value. | a8-k_capitalupdatexseptemb.htm |
| 2013-09-05 | 8-K | 2013-09-05 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 From time to time in the ordinary course of its business, Sotheby's will guarantee to a consignor a minimum sale price in connection with the sale of property at auction (an “auction guarantee”). | a8-k_guaranteesxaugust2013.htm |
| 2013-08-07 | 8-K | 2013-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 6, 2013, the Company issued a press release discussing its results of operations for the three and six months ended June 30, 2013. | a8-k_sothebysearningsrelea.htm |
| 2013-07-08 | 8-K | 2013-07-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 1, 2013, Sotheby's Board of Directors (the "Board") elected Domenico De Sole as a director. | a8-k_electionofdirectorxju.htm |
| 2013-06-28 | 8-K | 2013-06-27 | 1.01 Entry into a Material Definitive Agreement | 1.01 Sotheby's and certain of its wholly-owned subsidiaries are party to a credit agreement (the “Credit Agreement”) with an international syndicate of lenders led by General Electric Capital, Corporate Finance, which provides for a borrowing capacity of up to $300 million and matures in December 2017. | a8-k_creditagreementamendm.htm |
| 2013-05-13 | 8-K | 2013-05-09 | 2.02 Results of Operations and Financial Condition | 2.02 On May 9, 2013, the Company issued a press release discussing its results of operations for the three months ended March 31, 2013. | a8-k_sothebysearningsrelea.htm |
| 2013-03-13 | 8-K | 2013-03-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 8, 2013, Michael Blakenham informed Chairman of the Board William F. Ruprecht of his intention to retire as a director of Sotheby's (the "Company") at the end of his current term and not to stand for re-election at the upcoming 2013 Annual Meeting of Stockholders of the Company. | a8-k_sothebysboardofdirect.htm |
| 2013-03-04 | 8-K | 2013-03-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 28, 2013, the Company issued a press release discussing its results of operations for the year ended December 31, 2012. | a8-k_sothebysearningsrelea.htm |