SOOUM CORP. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-27: Reporting owner Zernov Jeffrey P; Form 4; Security Common Stock Warrants (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-07-08: Reporting owner KIPHART RICHARD P; Form 4; Security Common Stock Warrants (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-19: Reporting owner KIPHART RICHARD P; Form 4; Security Common Stock Warrants (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-27 | Zernov Jeffrey P Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,555 50,555 owned after | $0.90 exercise price | 2008-11-12 | |
| 2008-07-08 | KIPHART RICHARD P Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.31 exercise price | 2008-07-09 | |
| 2007-10-19 | KIPHART RICHARD P Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.21 exercise price | 2007-10-23 |