SOOUM CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-02: Reporting owner King Robert P.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2007-12-04: Reporting owner Kolkind David M; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2007-09-20: Reporting owner Zernov Jeffrey P; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-04-16: Reporting owner Zernov Jeffrey P; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-02 holding as of filing | King Robert P. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.01 exercise price | 2008-10-02 | ||
| 2007-12-04 holding as of filing | Kolkind David M Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.21 exercise price | 2007-12-04 | ||
| 2007-09-20 | Zernov Jeffrey P Director, Officer (Chief Executive Officer), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $2.10 exercise price | 2007-09-24 | |
| 2007-04-16 | Zernov Jeffrey P Director, Officer (Chief Executive Officer), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,206 0 owned after | $0.89 exercise price | 2007-04-18 | |
| 2006-11-14 | KIPHART RICHARD P Director, 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $4.40 exercise price | 2006-11-16 | |
| 2006-02-09 | MEYERS SCOTT S Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $6.88 exercise price | 2006-11-16 |