Sonic Foundry, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-12-11: Form 8-K; Period of report 2023-12-06; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 2.03.
- 2023-12-04: Form 8-K; Period of report 2023-12-01; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2023-08-10: Form 8-K; Period of report 2023-08-10; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2023-07-12: Form 8-K; Period of report 2023-07-06; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-12-11 | 8-K | 2023-12-06 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On December 6, 2023, Sonic Foundry, Inc. (the “Company”) entered into a Second Amendment to Security Agreement and Promissory Note (the Burish Second Amendment”) with Mark Burish (“Burish”), the Company’s chair of the Board of Directors. | sofo20231207_8k.htm |
| 2023-12-04 | 8-K | 2023-12-01 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On December 1, 2023, Sonic Foundry, Inc. (the “Company”) received notice from The Nasdaq Stock Market LLC that the Nasdaq Hearings Panel has determined to delist the Company’s common stock. | sofo20231204_8k.htm |
| 2023-08-10 | 8-K | 2023-08-10 | 2.02 Results of Operations and Financial Condition | 2.02 On August 10, 2023, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended June 30, 2023. | sofo20230627_8k.htm |
| 2023-07-12 | 8-K | 2023-07-06 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On January 6, 2023, Sonic Foundry, Inc. (the “Company”) was notified by the Listing Qualifications Staff (the "Staff") of The Nasdaq Stock Market LLC (“Nasdaq”) that the bid price of its common stock had closed at less than $1 per share over the previous 30 consecutive business days, and as a result, did not comply with Listing Rule 5550(a)(2) (the “Rule”). | sofo20230711_8k.htm |
| 2023-05-31 | 8-K | 2023-05-31 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On May 31, 2023, the Company entered into an Amendment to Security Agreement and Promissory Note (the Burish Amendment”) with Mark Burish (“Burish”), the Company’s chair of the Board of Directors. | sofo20230530_8k.htm |
| 2023-05-25 | 8-K | 2023-05-19 | 2.01 Completion of Acquisition or Disposition of Assets | sofo20230522_8k.htm | |
| 2023-05-11 | 8-K | 2023-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2023, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended March 31, 2023. | sofo20230303_8k.htm |
| 2023-03-14 | 8-K | 2023-03-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders was held on March 10, 2023. | sofo20230307_8k.htm |
| 2023-02-17 | 8-K | 2023-02-14 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On February 14, 2023, Sonic Foundry, Inc. (the “Company”) was notified by The Nasdaq Stock Market LLC (“Nasdaq”) that it is not in compliance with the requirement to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing. | sofo20230216_8k.htm |
| 2023-02-09 | 8-K | 2023-02-09 | 2.02 Results of Operations and Financial Condition | 2.02 On February 9, 2023, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended December 31, 2022. | sofo20230103_8k.htm |
| 2023-01-11 | 8-K | 2023-01-06 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On January 6, 2023, Sonic Foundry, Inc. (the “Company”) was notified by The Nasdaq Stock Market LLC (“Nasdaq”) that it is not in compliance with the requirement to maintain a minimum closing bid price of $1.00 per share, as set forth in Nasdaq Listing Rule 5550(a)(2), because the closing bid price of the Company’s common stock (the “Common Stock”) was below $1.00 per share for 30 consecutive business days. | sofo20230109_8k.htm |