Sonic Foundry, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-12-08: Form 8-K; Period of report 2022-12-08; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2022-11-18: Form 8-K; Period of report 2022-11-14; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 2.03.
- 2022-08-15: Form 8-K; Period of report 2022-08-10; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2022-08-11: Form 8-K; Period of report 2022-08-11; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-12-08 | 8-K | 2022-12-08 | 2.02 Results of Operations and Financial Condition | 2.02 On December 8, 2022, Sonic Foundry, Inc. reported financial results for the fiscal quarter and year ended September 30, 2022. | sofo20220831_8k.htm |
| 2022-11-18 | 8-K | 2022-11-14 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.03 On November 14, 2022 Sonic Foundry, Inc. (the “Company”) terminated its Revolving Credit Agreement with U.S. Bank National Association. 5.02 (b) On November 15, 2022, Frederick H. Kopko, Jr., a member of the Board of Directors (“Board”) of Sonic Foundry, Inc. (“the Company”) since December 1995, notified the Company of his intention to resign from the Board of Directors effective immediately. | sofo20221116_8k.htm |
| 2022-08-15 | 8-K | 2022-08-10 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On August 10, 2022, the Nasdaq Stock Market sent written notice to Sonic Foundry, Inc. (the “Company”) that due to the resignation of Taha Jangda from the Company’s board and audit committee on July 15, 2022, the Company no longer complies with Nasdaq’s independent director and audit committee requirements as set forth in Listing Rule 5605. | sofo20220811_8k.htm |
| 2022-08-11 | 8-K | 2022-08-11 | 2.02 Results of Operations and Financial Condition | 2.02 On August 11, 2022, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended June 30, 2022. | sofo20220530_8k.htm |
| 2022-07-08 | 8-K | 2022-07-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On July 6, 2022, Taha Jangda, a member of the Board of Directors (“Board”) of Sonic Foundry, Inc. (“the Company”) since April 2021, notified the Company of his intention to resign from the Board of Directors effective July 15, 2022. | a52774348.htm |
| 2022-05-11 | 8-K | 2022-03-31 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2022, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended March 31, 2022. | sofo20220218_8k.htm |
| 2022-04-15 | 8-K | 2022-04-13 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On April 13, 2022, Sonic Foundry, Inc., a Maryland corporation (the “Company”), entered into an Underwriting Agreement (the “Underwriting Agreement”) with Maxim Group LLC (the “Underwriter”), pursuant to which the Company sold, in an underwritten public offering by the Company (the “Offering”) 1,700,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a public offering price of $2.55 per share. 8.01 On April 13, 2022, the Company issued a press release announcing the entry into the Underwriting Agreement. | sofo20220414_8k.htm |
| 2022-04-04 | 8-K | 2022-03-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 The informtaion included pursuant to Item 2.03 is incorporated by reference into this Item 1.01. 2.03 Sonic Foundry, Inc. (the “Company”) and its wholly-owned subsidiary, Sonic Foundry Media Systems, Inc. (“SFMS”) entered into Amendment No. 1 to Revolving Credit Agreement (the “Amendment”) with U.S. Bank National Association (the “Bank”) on March 30, 2022. | sofo20220331_8k.htm |
| 2022-03-11 | 8-K | 2022-03-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders was held on March 10, 2022. | sofo20220225b_8k.htm |
| 2022-02-25 | 8-K | 2022-02-23 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On February 23, 2022, the Company filed Articles of Amendment in the State of Maryland to increase the number of authorized shares of common stock, par value $0.01 per share, from fifteen million (15,000,000) to twenty five million (25,000,000). | sofo20220225c_8k.htm |
| 2022-02-10 | 8-K | 2022-02-10 | 2.02 Results of Operations and Financial Condition | 2.02 On February 10, 2022, Sonic Foundry, Inc. reported financial results for the fiscal quarter ended December 31, 2021. | sofo20220110_8k.htm |